0001209191-18-042766.txt : 20180717
0001209191-18-042766.hdr.sgml : 20180717
20180717103929
ACCESSION NUMBER: 0001209191-18-042766
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Robert W
CENTRAL INDEX KEY: 0001571458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 18955779
MAIL ADDRESS:
STREET 1: 1014 VINE STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0203
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-13
0
0000056873
KROGER CO
KR
0001571458
Clark Robert W
THE KROGER CO.
1014 VINE STREET
CINCINNATI
OH
45202
0
1
0
0
Senior Vice President
Common Stock
2018-07-13
4
A
0
26738
0.00
A
147308.2202
D
Common Stock
2018-07-13
4
A
0
26738
0.00
A
174046.2202
D
Common Stock
2018-07-13
4
F
0
7561
28.05
D
166485.2202
D
Non-Qualified Stock Option
28.05
2018-07-13
4
A
0
55310
0.00
A
2028-07-13
Common Stock
55310
55310
D
Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 25% one year from the date of the award, 25% two years from the date of the award, and 50% three years from the date of the award.
Payment of tax liability associated with restricted stock.
Between January 1, 2018 and June 30, 2018, the reporting person acquired 224.7742 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.
/s/ Robert W. Clark, by Stacey M. Heiser, Attorney-in-Fact
2018-07-17