0001209191-18-042766.txt : 20180717 0001209191-18-042766.hdr.sgml : 20180717 20180717103929 ACCESSION NUMBER: 0001209191-18-042766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180713 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Robert W CENTRAL INDEX KEY: 0001571458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 18955779 MAIL ADDRESS: STREET 1: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-13 0 0000056873 KROGER CO KR 0001571458 Clark Robert W THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President Common Stock 2018-07-13 4 A 0 26738 0.00 A 147308.2202 D Common Stock 2018-07-13 4 A 0 26738 0.00 A 174046.2202 D Common Stock 2018-07-13 4 F 0 7561 28.05 D 166485.2202 D Non-Qualified Stock Option 28.05 2018-07-13 4 A 0 55310 0.00 A 2028-07-13 Common Stock 55310 55310 D Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 25% one year from the date of the award, 25% two years from the date of the award, and 50% three years from the date of the award. Payment of tax liability associated with restricted stock. Between January 1, 2018 and June 30, 2018, the reporting person acquired 224.7742 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. /s/ Robert W. Clark, by Stacey M. Heiser, Attorney-in-Fact 2018-07-17