0001209191-13-016175.txt : 20130313 0001209191-13-016175.hdr.sgml : 20130313 20130313132857 ACCESSION NUMBER: 0001209191-13-016175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONNELLY MICHAEL JOSEPH CENTRAL INDEX KEY: 0001186592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 13686891 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-12 0 0000056873 KROGER CO KR 0001186592 DONNELLY MICHAEL JOSEPH THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President Common Stock 2013-03-12 4 M 0 20000 17.31 A 85362.5793 D Common Stock 2013-03-12 4 S 0 20000 30.905 D 65362.5793 D Non-Qualified Stock Option 17.31 2013-03-12 4 M 0 20000 0.00 D 2014-05-06 Common Stock 20000 10000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.85 to $30.99, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Michael J. Donnelly, by Bruce M. Gack, Attorney-in-Fact 2013-03-13