0001209191-21-036811.txt : 20210601 0001209191-21-036811.hdr.sgml : 20210601 20210601161749 ACCESSION NUMBER: 0001209191-21-036811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nixon Theodore CENTRAL INDEX KEY: 0001378858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 21985531 MAIL ADDRESS: STREET 1: 100 SOUTH SPRING STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-28 0 0000056701 KOSS CORP KOSS 0001378858 Nixon Theodore C/O KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 1 0 0 0 Common Stock 2021-05-28 4 M 0 10000 1.92 A 10000 D Common Stock 2021-05-28 4 S 0 10000 23.58 D 0 D Stock Option (Right to Buy) 1.92 2021-05-28 4 M 0 10000 0.00 D 2023-05-09 Common Stock 10000 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.15 to $23.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vested in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date. /s/ David D. Smith, as attorney-in-fact 2021-06-01