0001209191-21-015903.txt : 20210302
0001209191-21-015903.hdr.sgml : 20210302
20210302161816
ACCESSION NUMBER: 0001209191-21-015903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith David Donnan
CENTRAL INDEX KEY: 0001484415
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03295
FILM NUMBER: 21703849
MAIL ADDRESS:
STREET 1: 4129 N PORT WASHINGTON ROAD
CITY: MILWAUKEE
STATE: WI
ZIP: 53212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOSS CORP
CENTRAL INDEX KEY: 0000056701
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 391168275
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4129 N PORT WASHINGTON AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53212
BUSINESS PHONE: 4149645000
MAIL ADDRESS:
STREET 1: 4129 N PORT WASHINGTON AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53212
FORMER COMPANY:
FORMER CONFORMED NAME: KOSS ELECTRONICS INC
DATE OF NAME CHANGE: 19721005
FORMER COMPANY:
FORMER CONFORMED NAME: REK O KUT CO INC
DATE OF NAME CHANGE: 19680124
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0000056701
KOSS CORP
KOSS
0001484415
Smith David Donnan
KOSS CORPORATION
4129 N. PORT WASHINGTON AVE.
MILWAUKEE
WI
53212
0
1
0
0
Chief Financial Officer
Common Stock
2021-03-01
4
M
0
20000
2.20
A
20000
D
Common Stock
2021-03-01
4
M
0
4000
2.63
A
24000
D
Common Stock
2021-03-01
4
S
0
23000
16.50
D
1000
D
Common Stock
2021-03-01
4
S
0
1000
17.01
D
0
D
Common Stock
30
I
ESOP
Stock Option (Right to Buy)
2.20
2021-03-01
4
M
0
20000
0.00
D
2026-07-27
Common Stock
20000
10000
D
Stock Option (Right to Buy)
2.63
2021-03-01
4
M
0
4000
0.00
D
2028-10-10
Common Stock
4000
46000
D
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option vests in five equal annual installments beginning on July 27, 2017.
This option vests in five equal annual installments beginning on October 10, 2019.
/s/ David D. Smith
2021-03-02