0001209191-21-007562.txt : 20210203 0001209191-21-007562.hdr.sgml : 20210203 20210203200940 ACCESSION NUMBER: 0001209191-21-007562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith David Donnan CENTRAL INDEX KEY: 0001484415 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 21588289 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-01 0 0000056701 KOSS CORP KOSS 0001484415 Smith David Donnan KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 0 1 0 0 Chief Financial Officer Common Stock 2021-02-01 4 M 0 50000 4.97 A 75000 D Common Stock 2021-02-01 4 M 0 50000 5.30 A 125000 D Common Stock 2021-02-01 4 M 0 4000 2.57 A 129000 D Common Stock 2021-02-01 4 M 0 20000 2.20 A 149000 D Common Stock 2021-02-01 4 S 0 4000 60.05 D 145000 D Common Stock 2021-02-01 4 S 0 5000 55.50 D 140000 D Common Stock 2021-02-01 4 S 0 25000 48.26 D 115000 D Common Stock 2021-02-01 4 S 0 15000 47.65 D 100000 D Common Stock 2021-02-01 4 S 0 10000 37.18 D 90000 D Common Stock 2021-02-01 4 S 0 90000 35.83 D 0 D Common Stock 30 I ESOP Stock Option (Right to Buy) 4.97 2021-02-01 4 M 0 50000 0.00 D 2022-07-25 Common Stock 50000 0 D Stock Option (Right to Buy) 5.30 2021-02-01 4 M 0 50000 0.00 D 2023-07-24 Common Stock 50000 0 D Stock Option (Right to Buy) 2.57 2021-02-01 4 M 0 4000 0.00 D 2025-07-29 Common Stock 4000 22000 D Stock Option (Right to Buy) 2.20 2021-02-01 4 M 0 20000 0.00 D 2026-07-27 Common Stock 20000 30000 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.11 to $37.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $36.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vests in five equal annual installments beginning on July 25, 2013. This option vests in five equal annual installments beginning on July 24, 2014. This option vests in five equal annual installments beginning on July 29, 2016. This option vests in five equal annual installments beginning on July 27, 2017. /s/ David D. Smith 2021-02-03