0001209191-21-005734.txt : 20210127 0001209191-21-005734.hdr.sgml : 20210127 20210127175437 ACCESSION NUMBER: 0001209191-21-005734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith David Donnan CENTRAL INDEX KEY: 0001484415 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 21561217 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-25 0 0000056701 KOSS CORP KOSS 0001484415 Smith David Donnan KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 0 1 0 0 Chief Financial Officer Common Stock 2021-01-25 4 M 0 24000 2.57 A 49000 D Common Stock 2021-01-25 4 S 0 24000 5.85 D 25000 D Common Stock 30 I ESOP Stock Option (Right to Buy) 2.57 2021-01-25 4 M 0 24000 0.00 D 2025-07-29 Common Stock 24000 26000 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. This Stock Option vests in five equal annual installments beginning on July 29, 2016. /s/ David D. Smith 2021-01-27