0000056701-13-000029.txt : 20130726 0000056701-13-000029.hdr.sgml : 20130726 20130726175306 ACCESSION NUMBER: 0000056701-13-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121220 FILED AS OF DATE: 20130726 DATE AS OF CHANGE: 20130726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSS MICHAEL J CENTRAL INDEX KEY: 0001190293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 13990601 MAIL ADDRESS: STREET 1: C/O GENIUS PRODUCTS, INC. STREET 2: 740 LOMAS SANTA FE, SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 4 1 wf-form4_137487557617007.xml FORM 4 X0306 4 2012-12-20 0 0000056701 KOSS CORP KOSS 0001190293 KOSS MICHAEL J 4129 NORTH PORT WASHINGTON AVENUE MILWAUKEE WI 53212 0 1 0 0 President and CEO Common Stock 142122 I Trust for Children Common Stock 787246 D Common Stock 124826 I ESOP Common Stock 48461 I By 401(k) Common Stock 2012-12-20 4 G 0 857949 0 A 857949 I By self as co-trustee of Nancy Koss Trust Stock Option (right to buy) 5.83 2013-07-24 4 A 0 160000 0 A 2023-07-24 Common Stock 160000.0 160000 D These shares are held through four separate trusts. Each trust benefits one of the reporting person's four adult children. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or any other purpose. The reporting person has not acquired or disposed of any directly held shares of common stock since his last Form 4 was filed on March 7, 2013. The Form 4 filed by the reporting person on March 7, 2013, however, reported a different number of directly held shares because (i) such number (on the prior Form 4) included shares held indirectly by the reporting person through a 401(k), and (ii) on the prior Form 4, the number of shares held directly was tabulated incorrectly. These shares are held in trust for the benefit of Nancy Koss, the mother of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for purpose of Section 16 or any other purpose. This option vests in four equal annual installments beginning on 07/24/2014. Michael J. Koss 2013-07-26