-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RG+lieaY8pnltQjxtXpQYOFJELjSsYXs1Ov0c7J43XKybKL1Zxlcmg58+Wd5GVMF FrQ1t9PHYd47vujURKpgpw== 0000926044-02-000251.txt : 20020911 0000926044-02-000251.hdr.sgml : 20020911 20020911163950 ACCESSION NUMBER: 0000926044-02-000251 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020629 FILED AS OF DATE: 20020911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNAPE & VOGT MANUFACTURING CO CENTRAL INDEX KEY: 0000056362 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 380722920 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-01859 FILM NUMBER: 02761822 BUSINESS ADDRESS: STREET 1: 2700 OAK INDUSTRIAL DR NE CITY: GRAND RAPIDS STATE: MI ZIP: 49505 BUSINESS PHONE: 6164593311 MAIL ADDRESS: STREET 1: 2700 OAK INDUSTRIAL DRIVE, NE CITY: GRAND RAPIDS STATE: MI ZIP: 49505 10-K/A 1 knape10ka.htm KNAPE & VOGT MANUFACTURING COMPANY FORM 10-K/A

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)

(Mark One)
[X] Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 29, 2002 or
[   ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from __________ to __________

Commission file number 000-01859

KNAPE & VOGT MANUFACTURING COMPANY
(Exact name of registrant as specified in its charter)

Michigan
(State or other jurisdiction of incorporation or organization)
38-0722920
(I.R.S. Employer Identification No.)

2700 Oak Industrial Drive, N.E., Grand Rapids, MI 49505
(Address of principal executive offices) (Zip Code)

(616) 459-3311
(Registrant's telephone number, including area code)

Securities registered pursuant to 12(b) of the Act:

Title of each class

None
Name of each exchange on which registered

None

Securities Registered pursuant to Section 12(g) of the Act:

Common Stock, par value $2.00 per share
(Title of class)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  X   No      

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]

The aggregate market value of voting stock held by nonaffiliates of the registrant was $51,053,005 as of August 23, 2002.

Number of shares outstanding of each class of common stock as of August 23, 2002: 2,276,720 shares of Common Stock, par value $2.00 per share, and 2,241,245 shares of Class B Common Stock, par value $2.00 per share.

Documents incorporated by reference. Certain portions of the Registrant’s Proxy Statement for the Annual Meeting of Shareholders to be held on October 11, 2002, are incorporated by reference into Part III of this Report.


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ITEM 12--SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

        The information under the captions "Voting Securities and Principal Shareholders" and "Directors and Nominees" is incorporated herein by reference from the Company's definitive Proxy Statement for the Company's Annual Meeting of Shareholders to be held October 11, 2002, filed pursuant to Regulation 14A.

        Securities Authorized for Issuance Under Equity Compensation Plans. The Company had the following equity compensation plans at June 29, 2002:

Equity Compensation Plan Information

Plan Category
Number of securities to
be issued upon exercise
of outstanding options
(1)
Weighted-average
exercise price of
outstanding options
(2)
Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (1))
(3)
 
Equity compensation
plans approved by
security holders
 
521,348
$19.03
175,262
Equity compensation
plans not approved by
security holders
 
  27,500
$14.43
          -
 
Total
 
548,848
$18.80
175,262

These equity compensation plans are more fully described in Note 11 to Consolidated Financial Statements.







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SIGNATURES


        Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to its annual report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized.

  KNAPE & VOGT MANUFACTURING COMPANY


 
  By /s/ William R. Dutmers
William R. Dutmers, Chairman of the Board
and Chief Executive Officer



 
  By /s/ Leslie J. Cummings
Leslie J. Cummings, Vice President of Finance
and Treasurer

 

Date: September 10, 2002


        Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below on September 10, 2002, by the following persons on behalf of the registrant in the capacities indicated.

/s/ William R. Dutmers
William R. Dutmers, Chairman of the Board and Chief Executive Officer

 
  /s/ John E. Fallon
John E. Fallon, Director

 
/s/ Thomas A. Hilborn
Thomas A. Hilborn, Director

 
  /s/ Michael J. Kregor
Michael J. Kregor, Director

 
/s/ Richard S. Knape
Richard S. Knape, Director

 
  /s/ Robert J. Knape
Robert J. Knape, Director

 
/s/ Gregory Lambert
Gregory Lambert, Director

 
  /s/ Christopher Norman
Christopher Norman, Director

 




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CERTIFICATIONS

I, William R. Dutmers, certify that:

1. I have reviewed this annual report on Form 10-K, as amended, of Knape & Vogt Manufacturing Company.
 
2. Based on my knowledge, this annual report does not contain any untrue statement of material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and
 
3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this Annual Report.
 


Dated:  September 10, 2002


      /s/ William R. Dutmers
William R. Dutmers,
Chairman of the Board and Chief Executive Officer






I, Leslie J. Cummings, certify that:

1. I have reviewed this annual report on Form 10-K, as amended, of Knape & Vogt Manufacturing Company.
 
2. Based on my knowledge, this annual report does not contain any untrue statement of material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and
 
3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this Annual Report.


Dated:  September 10, 2002


      /s/ Leslie J. Cummings
Leslie J. Cummings
Vice President of Finance and Treasurer





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