0001225208-15-002200.txt : 20150128 0001225208-15-002200.hdr.sgml : 20150128 20150128171439 ACCESSION NUMBER: 0001225208-15-002200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KIMBERLY CLARK CORP CENTRAL INDEX KEY: 0000055785 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 390394230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 351 PHELPS DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 9722811200 MAIL ADDRESS: STREET 1: P O BOX 619100 STREET 2: DFW AIRPORT STATION CITY: DALLAS STATE: TX ZIP: 75261-9100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALK THOMAS J CENTRAL INDEX KEY: 0001222890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00225 FILM NUMBER: 15555701 MAIL ADDRESS: STREET 1: P O BOX 619100 CITY: DALLAS STATE: TX ZIP: 752619100 4 1 doc4.xml X0306 4 2015-01-26 0000055785 KIMBERLY CLARK CORP KMB 0001222890 FALK THOMAS J P.O. BOX 619100 DALLAS TX 75261-9100 1 1 Chairman of the Board and CEO Common Stock 2015-01-26 4 M 0 13988.0000 62.0706 A 13988.0000 D Common Stock 2015-01-26 4 S 0 3088.0000 111.1600 D 10900.0000 D Common Stock 2015-01-26 4 S 0 10900.0000 110.0400 D 0.0000 D Common Stock 2015-01-27 4 M 0 82676.0000 62.0706 A 82676.0000 D Common Stock 2015-01-27 4 M 0 59824.0000 75.2203 A 142500.0000 D Common Stock 2015-01-27 4 S 0 59824.0000 110.0960 D 82676.0000 D Common Stock 2015-01-27 4 S 0 82676.0000 110.2637 D 0.0000 D Common Stock 13704.9900 I 401(k) and Profit Sharing Plan Common Stock 465733.0000 I Held by TKM II, Ltd. Common Stock 99411.0000 I Held by TKM, Ltd. Stock Option (Right to Buy) 62.0706 2015-01-26 4 M 0 13988.0000 0.0000 D 2021-04-26 Common Stock 13988.0000 82676.0000 D Stock Option (Right to Buy) 62.0706 2015-01-27 4 M 0 82676.0000 0.0000 D 2021-04-26 Common Stock 82676.0000 0.0000 D Stock Option (Right to Buy) 75.2203 2015-01-27 4 M 0 59824.0000 0.0000 D 2022-05-02 Common Stock 59824.0000 79766.0000 D This transaction was executed in multiple trades at prices ranging from $111.16 to $111.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $110.00 to $111.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $109.67 to $110.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $110.23 to $110.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date. TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner, and (ii) a trust controlled by the reporting person and his spouse as limited partners. TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners. Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. The stock options were granted on April 26, 2011 and are fully vested and exercisable. In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. /s/ Jeffrey S. McFall as attorney-in-fact for Thomas J. Falk 2015-01-28