EX-1.01 2 exhibit101conflictminerals.htm KIMBALL INTERNATIONAL, INC. EX-1.01 Document

Exhibit 1.01


CONFLICT MINERALS REPORT OF KIMBALL INTERNATIONAL, INC.
For the reporting period from January 1, 2019 to December 31, 2019
As used herein, the terms “Company,” “we,” “us,” or “our” refer to Kimball International, Inc., the Registrant, and its subsidiaries.
This Conflict Minerals Report (the “Report”) of Kimball International, Inc. has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended (the “1934 Act”), for the reporting period January 1, 2019 to December 31, 2019. Numerous terms in this Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals”, are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo(DRC), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. As described in this Report, certain of our operations manufacture, or contract to manufacture, products, and the Conflict Minerals are necessary to the functionality or production of those products.
Pursuant to Securities and Exchange Commission (“SEC”) guidance issued April 29, 2014 and the SEC order issued May 2, 2014, we are not required to describe any of our products as “DRC conflict free” or “having not been found to be ‘DRC conflict free,’” and, therefore, we make no conclusion in this regard in this Report. Furthermore, given that we have not voluntarily elected to describe any of our products as “DRC conflict free,” an independent private sector audit of this Report has not been conducted.
Description of the Company's Products Covered by this Report
Kimball International provides furniture for the workplace, healing, learning and hospitality industries.
This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2019. The Company's products that contain Conflict Minerals and are covered by this Report are referred to collectively as the “Covered Products.” The Covered Products include the following:
Casegoods, benching solutions, desks and tables
Collaborative workstations and contemporary cubicle systems
Seating
Furniture accessories
Reasonable Country of Origin Inquiry
During calendar year 2019, we conducted a good faith, reasonable country of origin inquiry regarding the Conflict Minerals by submitting surveys to our direct suppliers who may contribute necessary Conflict Minerals for the Covered Products using the Responsible Minerals Initiative/Conflict Minerals Reporting Template. This good faith reasonable country of origin inquiry was designed to determine whether any of the Conflict Minerals originated from the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources.
Our reasonable country of origin inquiry included:
Assessing our products to determine the list of Covered Products;
Identifying our direct suppliers who may contribute necessary Conflict Minerals for the Covered Products;
Conducting a supply-chain survey with those direct suppliers using the Responsible Minerals Initiative/Conflict Minerals Reporting Template to determine if the products purchased from them contain Conflict



Minerals, and if so, identifying the smelters and refiners who contribute refined Conflict Minerals to our Covered Products; and
Reviewing the supply-chain surveys received from direct suppliers.
The Company's Due Diligence Process
Kimball International has an internal Conflict Minerals compliance team including representatives from global procurement, manufacturing, finance, and legal, with overall support from executive leaders. The compliance team has conducted internal training sessions as needed to educate internal personnel on the requirements of the Conflict Minerals regulations.
We have a Conflict Minerals policy which incorporates the standards and recognized due diligence framework set forth in the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including related Supplements (“OECD Framework”). Our policy, which can be found on our Company website under the “Investor Relations” tab at www.kimballinternational.com/conflict-minerals, states that we are committed to ethical practices and compliance with all applicable laws and regulations. We encourage our suppliers to source materials from socially responsible sub-tier suppliers and manufacturers and to assist us in complying with the SEC regulations by providing chain of custody declarations to verify the origin of the Conflict Minerals contained in our products. Our policy further states that we will work with our suppliers and our customers (where the supply chain has been established by our customer) to seek remedies for non-compliance. We maintain internal non-compliance guidelines for addressing those suppliers who do not respond to our request for information.
Our supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. In this regard, we do not purchase Conflict Minerals directly from mines, smelters or refiners. We must therefore rely on our suppliers, many of whom are not obligated to file a Conflict Minerals report, to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, we believe that the smelters and refiners of the Conflict Minerals are best situated to identify the source of Conflict Minerals, and therefore have taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Company's supply chain.
Due Diligence Measures
We exercised due diligence on the source and chain of custody of the Conflict Minerals. We strive to conform our due diligence measures to the OECD Framework for each of the Conflict Minerals, as follows:
Step 1: Establish strong company management systems
Established a cross-functional Conflict Minerals team including representatives from global procurement, manufacturing, finance, and legal;
Adopted a conflict minerals policy statement that is published on our Company’s website;
Communicated to and educated internal management and our suppliers about our Company’s Conflict Minerals policy and required supply chain due diligence; and
Provided a reporting mechanism to enable reporting of concerns with the Company’s supply chain.
Step 2: Identify and assess risks in the supply chain
Surveyed suppliers providing production materials, components and finished goods to the Company that may contain the identified Conflict Minerals using the Responsible Minerals Initiative/Conflict Minerals Reporting Template; and
Reviewed survey responses received from suppliers, assessed those responses, and followed up on the information gathered.
Step 3: Design and implement a strategy to respond to identified risks
Communicated with suppliers as needed to gather further information needed to clarify risks identified in the survey responses;
Followed up with our direct suppliers who did not respond to the survey or who provided incomplete information;
Compared the smelters and refiners identified by direct suppliers via the supply-chain survey against the list of smelter facilities which have received a “conflict free” designation on the Responsible Minerals Assurance Process’ program's list by participating in an independent third party smelter audit; and



Shared the Company’s Conflict Minerals policy with suppliers.
Step 4: Carry out independent third-party audit of smelter/ refiner due diligence practices
Because the Company is far down-stream from the smelters and refiners that may provide conflict minerals, we do not conduct audits or assessments of any smelters or refiners. We rely on cross-industry initiatives such as those led by EICC, responsible Minerals initiative and GeSI, including the Responsible Minerals Assurance Process.
Step 5: Report annually on supply chain due diligence
The Company files a Form SD and a Conflict Minerals Report with the SEC as required and maintains a copy of both on its website under Relations-Public Filings.
As part of our due diligence efforts, we surveyed our direct suppliers who potentially contribute necessary Conflict Minerals for the Covered Products. Of those surveyed, 100% of our direct suppliers responded to the survey, representing 100% of total procurement activity (dollar spend) of those suppliers.
Our efforts to determine the mines or location of origin with the greatest possible specificity included the use of the due diligence measures described above. Annex 1 lists the smelters and refiners that the suppliers who responded to our survey reported as being in their supply chains. Only known smelters (those listed in the Conflict Minerals Reporting Template) are included in Annex 1.
Because we did not receive sufficient information from suppliers and other sources during our due diligence process, we were unable to identify all of the facilities used to process those necessary Conflict Minerals or their country of origin.
To the extent we continue to be subject to the requirements of the Rule, we expect to take the following steps, among others, to improve our due diligence measures:
Continue to include provision in terms and conditions with suppliers requiring them to comply with the Rule and with our survey and compliance efforts; and
Continue to engage with suppliers to obtain current, accurate and complete information about the supply chain.
Forward Looking Statements
This Conflict Minerals Report contains forward-looking statements, which are based on our current expectations and involve numerous risks and uncertainties that may cause these forward-looking statements to be inaccurate. Forward-looking statements include, among other things, statements regarding steps we expect to take to improve our due diligence process if we continue to be subject to the requirements of the Rule. All forward-looking statements involve risk and uncertainty. Risks that may cause these forward-looking statements to be inaccurate include: failure to carry out these plans in a timely manner or at all; lack of cooperation or progress by our suppliers, their respective suppliers and smelters; or lack of progress by smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities).





ANNEX I

SMELTERS AND REFINERS REPORTED IN THE COMPANY'S SUPPLY CHAIN AS OF DECEMBER 31, 2019

MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICACID000015
GoldAida Chemical Industries Co., Ltd.JAPANCID000019
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANYCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZILCID000058
GoldArgor-Heraeus S.A.SWITZERLANDCID000077
GoldAsahi Pretec Corp.JAPANCID000082
GoldAsaka Riken Co., Ltd.JAPANCID000090
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEYCID000103
GoldAurubis AGGERMANYCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESCID000128
GoldBoliden ABSWEDENCID000157
GoldC. Hafner GmbH + Co. KGGERMANYCID000176
GoldCaridadMEXICOCID000180
GoldCCR Refinery - Glencore Canada CorporationCANADACID000185
GoldCendres + Metaux S.A.SWITZERLANDCID000189
GoldYunnan Copper Industry Co., Ltd.CHINACID000197
GoldChimet S.p.A.ITALYCID000233
GoldChugai MiningJAPANCID000264
GoldDaejin Indus Co., Ltd.KOREA, REPUBLIC OFCID000328
GoldDaye Non-Ferrous Metals Mining Ltd.CHINACID000343
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFCID000359
GoldDODUCO Contacts and Refining GmbHGERMANYCID000362
GoldDowaJAPANCID000401
GoldEco-System Recycling Co., Ltd.JAPANCID000425
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATIONCID000493
GoldRefinery of Seemine Gold Co., Ltd.CHINACID000522
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINACID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINACID000671
GoldHeeSung Metal Ltd.KOREA, REPUBLIC OFCID000689
GoldHeimerle + Meule GmbHGERMANYCID000694
GoldHeraeus Metals Hong Kong Ltd.CHINACID000707
GoldHeraeus Precious Metals GmbH & Co. KGGERMANYCID000711
GoldHunan Chenzhou Mining Co., Ltd.CHINACID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINACID000773
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OFCID000778
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINACID000801
GoldIshifuku Metal Industry Co., Ltd.JAPANCID000807
GoldIstanbul Gold RefineryTURKEYCID000814
GoldJapan MintJAPANCID000823



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
GoldJiangxi Copper Co., Ltd.CHINACID000855
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICACID000920
GoldAsahi Refining Canada Ltd.CANADACID000924
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATIONCID000927
GoldJSC UralelectromedRUSSIAN FEDERATIONCID000929
GoldJX Nippon Mining & Metals Co., Ltd.JAPANCID000937
GoldKazakhmys Smelting LLCKAZAKHSTANCID000956
GoldKazzincKAZAKHSTANCID000957
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICACID000969
GoldKojima Chemicals Co., Ltd.JAPANCID000981
GoldKyrgyzaltyn JSCKYRGYZSTANCID001029
GoldL'azurde Company For JewelrySAUDI ARABIACID001032
GoldLingbao Gold Co., Ltd.CHINACID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINACID001058
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFCID001078
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINACID001093
GoldMaterionUNITED STATES OF AMERICACID001113
GoldMatsuda Sangyo Co., Ltd.JAPANCID001119
GoldMetalor Technologies (Suzhou) Ltd.CHINACID001147
GoldMetalor Technologies (Hong Kong) Ltd.CHINACID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORECID001152
GoldMetalor Technologies S.A.SWITZERLANDCID001153
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICACID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOCID001161
GoldMitsubishi Materials CorporationJAPANCID001188
GoldMitsui Mining and Smelting Co., Ltd.JAPANCID001193
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATIONCID001204
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYCID001220
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANCID001236
GoldNihon Material Co., Ltd.JAPANCID001259
GoldElemetal Refining, LLCUNITED STATES OF AMERICACID001322
GoldOhura Precious Metal Industry Co., Ltd.JAPANCID001325
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATIONCID001326
GoldPAMP S.A.SWITZERLANDCID001352
GoldPenglai Penggang Gold Industry Co., Ltd.CHINACID001362
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONCID001386
GoldPT Aneka Tambang (Persero) TbkINDONESIACID001397
GoldPX Precinox S.A.SWITZERLANDCID001498
GoldRand Refinery (Pty) Ltd.SOUTH AFRICACID001512
GoldRoyal Canadian MintCANADACID001534



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
GoldSabin Metal Corp.UNITED STATES OF AMERICACID001546
GoldSamduck Precious MetalsKOREA, REPUBLIC OFCID001555
GoldSamwon Metals Corp.KOREA, REPUBLIC OFCID001562
GoldSchone Edelmetaal B.V.NETHERLANDSCID001573
GoldSEMPSA Joyeria Plateria S.A.SPAINCID001585
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINACID001619
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINACID001622
GoldSichuan Tianze Precious Metals Co., Ltd.CHINACID001736
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATIONCID001756
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINACID001761
GoldSumitomo Metal Mining Co., Ltd.JAPANCID001798
GoldTanaka Kikinzoku Kogyo K.K.JAPANCID001875
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINACID001909
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINACID001916
GoldTokuriki Honten Co., Ltd.JAPANCID001938
GoldTongling Nonferrous Metals Group Co., Ltd.CHINACID001947
GoldTorecomKOREA, REPUBLIC OFCID001955
GoldUmicore Brasil Ltda.BRAZILCID001977
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMCID001980
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICACID001993
GoldValcambi S.A.SWITZERLANDCID002003
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIACID002030
GoldYamakin Co., Ltd.JAPANCID002100
GoldYokohama Metal Co., Ltd.JAPANCID002129
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINACID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINACID002243
GoldMorris and WatsonNEW ZEALANDCID002282
GoldSAFINA A.S.CZECH REPUBLICCID002290
GoldGuangdong Jinding Gold LimitedCHINACID002312
GoldUmicore Precious Metals ThailandTHAILANDCID002314
GoldGeib Refining CorporationUNITED STATES OF AMERICACID002459
GoldMMTC-PAMP India Pvt., Ltd.INDIACID002509
GoldRepublic Metals CorporationUNITED STATES OF AMERICACID002510
GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDCID002511
GoldFidelity Printers and Refiners Ltd.ZIMBABWECID002515
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINACID002516
GoldShandong Humon Smelting Co., Ltd.CHINACID002525
GoldAl Etihad Gold LLCUNITED ARAB EMIRATESCID002560
GoldEmirates Gold DMCCUNITED ARAB EMIRATESCID002561
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATESCID002562



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
GoldKaloti Precious MetalsUNITED ARAB EMIRATESCID002563
GoldSudan Gold RefinerySUDANCID002567
GoldT.C.A S.p.AITALYCID002580
GoldRemondis Argentia B.V.NETHERLANDSCID002582
GoldFujairah Gold FZCUNITED ARAB EMIRATESCID002584
GoldTony Goetz NVBELGIUMCID002587
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFCID002605
GoldMarsam MetalsBRAZILCID002606
GoldTOO Tau-Ken-AltynKAZAKHSTANCID002615
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICACID002708
GoldSAAMPFRANCECID002761
GoldL'Orfebre S.A.ANDORRACID002762
Gold8853 S.p.A.ITALYCID002763
GoldItalpreziosiITALYCID002765
GoldSAXONIA Edelmetalle GmbHGERMANYCID002777
GoldWIELAND Edelmetalle GmbHGERMANYCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIACID002779
GoldAU Traders and RefinersSOUTH AFRICACID002850
GoldGCC Gujrat Gold Centre Pvt. Ltd.INDIACID002852
GoldSai RefineryINDIACID002853
GoldUniversal Precious Metals Refining ZambiaZAMBIACID002854
GoldModeltech Sdn BhdMALAYSIACID002857
GoldBangalore RefineryINDIACID002863
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATIONCID002865
GoldMorris and Watson Gold CoastAUSTRALIACID002866
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANYCID002867
GoldPease & CurrenUNITED STATES OF AMERICACID002872
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFCID002918
GoldPlanta Recuperadora de Metales SpACHILECID002919
GoldSafimet S.p.AITALYCID002973
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIACID003153
GoldAfrican Gold RefineryUGANDACID003185
GoldNH Recytech CompanyKOREA, REPUBLIC OFCID003189
GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OFCID003195
GoldQG Refining, LLCUNITED STATES OF AMERICACID003324
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATESCID003348
GoldCGR Metalloys Pvt Ltd.INDIACID003382
GoldSovereign MetalsINDIACID003383
GoldSmelter Not ListedJAPANCID003424
GoldSmelter Not ListedJAPANCID003425
TantalumAsaka Riken Co., Ltd.JAPANCID000092



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINACID000211
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINACID000291
TantalumDuoluoshanCHINACID000410
TantalumExotech Inc.UNITED STATES OF AMERICACID000456
TantalumF&X Electro-Materials Ltd.CHINACID000460
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINACID000616
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINACID000914
TantalumJiujiang Tanbre Co., Ltd.CHINACID000917
TantalumLSM Brasil S.A.BRAZILCID001076
TantalumMetallurgical Products India Pvt., Ltd.INDIACID001163
TantalumMineracao Taboca S.A.BRAZILCID001175
TantalumMitsui Mining and Smelting Co., Ltd.JAPANCID001192
TantalumNPM Silmet ASESTONIACID001200
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINACID001277
TantalumQuantumCleanUNITED STATES OF AMERICACID001508
TantalumRFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.CHINACID001522
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATIONCID001769
TantalumTaki Chemical Co., Ltd.JAPANCID001869
TantalumTelex MetalsUNITED STATES OF AMERICACID001891
TantalumUlba Metallurgical Plant JSCKAZAKHSTANCID001969
TantalumYichun Jin Yang Rare Metal Co., Ltd.CHINACID002307
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINACID002492
TantalumD Block Metals, LLCUNITED STATES OF AMERICACID002504
TantalumFIR Metals & Resource Ltd.CHINACID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINACID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINACID002508
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINACID002512
TantalumKEMET Blue MetalsMEXICOCID002539
TantalumH.C. Starck Co., Ltd.THAILANDCID002544
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANYCID002545
TantalumH.C. Starck Hermsdorf GmbHGERMANYCID002547
TantalumH.C. Starck Inc.UNITED STATES OF AMERICACID002548
TantalumH.C. Starck Ltd.JAPANCID002549
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANYCID002550
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICACID002557
TantalumGlobal Advanced Metals AizuJAPANCID002558
TantalumKEMET Blue PowderUNITED STATES OF AMERICACID002568
TantalumResind Industria e Comercio Ltda.BRAZILCID002707



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
TantalumJiangxi Tuohong New Raw MaterialCHINACID002842
TantalumPower Resources Ltd.MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OFCID002847
TantalumJiujiang Janny New Material Co., Ltd.CHINACID003191
TantalumCP Metals Inc.UNITED STATES OF AMERICACID003402
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINACID000228
TinJiangxi Ketai Advanced Material Co., Ltd.CHINACID000244
TinCNMC (Guangxi) PGMA Co., Ltd.CHINACID000278
TinAlphaUNITED STATES OF AMERICACID000292
TinCV Gita PesonaINDONESIACID000306
TinPT Aries Kencana SejahteraINDONESIACID000309
TinPT Premium Tin IndonesiaINDONESIACID000313
TinCV United SmeltingINDONESIACID000315
TinDowaJAPANCID000402
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)CID000438
TinEstanho de Rondonia S.A.BRAZILCID000448
TinFenix MetalsPOLANDCID000468
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINACID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINACID000555
TinHuichang Jinshunda Tin Co., Ltd.CHINACID000760
TinGejiu Kai Meng Industry and Trade LLCCHINACID000942
TinChina Tin Group Co., Ltd.CHINACID001070
TinMalaysia Smelting Corporation (MSC)MALAYSIACID001105
TinMetallic Resources, Inc.UNITED STATES OF AMERICACID001142
TinMineracao Taboca S.A.BRAZILCID001173
TinMinsurPERUCID001182
TinMitsubishi Materials CorporationJAPANCID001191
TinJiangxi New Nanshan Technology Ltd.CHINACID001231
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDCID001314
TinOperaciones Metalurgical S.A.BOLIVIA (PLURINATIONAL STATE OF)CID001337
TinPT Artha Cipta LanggengINDONESIACID001399
TinPT Babel Inti PerkasaINDONESIACID001402
TinPT Babel Surya Alam LestariINDONESIACID001406
TinPT Bangka Tin IndustryINDONESIACID001419
TinPT Belitung Industri SejahteraINDONESIACID001421
TinPT Bukit TimahINDONESIACID001428
TinPT DS Jaya AbadiINDONESIACID001434
TinPT Eunindo Usaha MandiriINDONESIACID001438
TinPT Karimun MiningINDONESIACID001448
TinPT Mitra Stania PrimaINDONESIACID001453
TinPT Panca Mega PersadaINDONESIACID001457



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
TinPT Prima Timah UtamaINDONESIACID001458
TinPT Refined Bangka TinINDONESIACID001460
TinPT Sariwiguna BinasentosaINDONESIACID001463
TinPT Stanindo Inti PerkasaINDONESIACID001468
TinPT Sumber Jaya IndahINDONESIACID001471
TinPT Timah (Persero) Tbk KundurINDONESIACID001477
TinPT Timah (Persero) Tbk MentokINDONESIACID001482
TinPT Tinindo Inter NusaINDONESIACID001490
TinPT Tommy UtamaINDONESIACID001493
TinRui Da HungTAIWAN, PROVINCE OF CHINACID001539
TinSoft Metais Ltda.BRAZILCID001758
TinThaisarcoTHAILANDCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINACID001908
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILCID002036
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINACID002158
TinYunnan Tin Company LimitedCHINACID002180
TinCV Venus Inti PerkasaINDONESIACID002455
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILCID002468
TinPT Tirus Putra MandiriINDONESIACID002478
TinMelt Metais e Ligas S.A.BRAZILCID002500
TinPT ATD Makmur Mandiri JayaINDONESIACID002503
TinO.M. Manufacturing Philippines, Inc.PHILIPPINESCID002517
TinPT Inti Stania PrimaINDONESIACID002530
TinCV Ayi JayaINDONESIACID002570
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAMCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAMCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAMCID002574
TinCV Dua SekawanINDONESIACID002592
TinCV Tiga SekawanINDONESIACID002593
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAMCID002703
TinResind Industria e Comercio Ltda.BRAZILCID002706
TinSuper LigasBRAZILCID002756
TinMetallo Belgium N.V.BELGIUMCID002773
TinMetallo Spain S.L.U.SPAINCID002774
TinPT Bangka Prima TinINDONESIACID002776
TinPT Sukses Inti MakmurINDONESIACID002816
TinPT Kijang Jaya MandiriINDONESIACID002829
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMCID002834
TinPT Menara Cipta MuliaINDONESIACID002835
TinHuiChang Hill Tin Industry Co., Ltd.CHINACID002844
TinGejiu Fengming Metallurgy Chemical PlantCHINACID002848
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINACID002849
TinModeltech Sdn BhdMALAYSIACID002858



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
TinGejiu Jinye Mineral CompanyCHINACID002859
TinPT Lautan Harmonis SejahteraINDONESIACID002870
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINACID003116
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINACID003190
TinPT Bangka SerumpunINDONESIACID003205
TinPongpipat Company LimitedMYANMARCID003208
TinTin Technology & RefiningUNITED STATES OF AMERICACID003325
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINACID003356
TinMa'anshan Weitai Tin Co., Ltd.CHINACID003379
TinPT Rajawali Rimba PerkasaINDONESIACID003381
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINACID003397
TinPrecious Minerals and Smelting LimitedINDIACID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.”CID003410
TungstenA.L.M.T. TUNGSTEN Corp.JAPANCID000004
TungstenKennametal HuntsvilleUNITED STATES OF AMERICACID000105
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINACID000218
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINACID000258
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINACID000281
TungstenFujian Jinxin Tungsten Co., Ltd.CHINACID000499
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICACID000568
TungstenHunan Chenzhou Mining Co., Ltd.CHINACID000766
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINACID000769
TungstenJapan New Metals Co., Ltd.JAPANCID000825
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINACID000875
TungstenKennametal FallonUNITED STATES OF AMERICACID000966
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAMCID001889
TungstenVietnam Youngsun Tungsten Industry Co., Ltd.VIET NAMCID002011
TungstenWolfram Bergbau und Hutten AGAUSTRIACID002044
TungstenXiamen Tungsten Co., Ltd.CHINACID002082
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINACID002095
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINACID002313
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINACID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINACID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINACID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINACID002318
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINACID002319
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINACID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINACID002321
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINACID002494
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAMCID002502
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINACID002513



MetalSmelter or Refiner NameCountry Location of Smelter or RefinerSmelter Identification
TungstenJiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.CHINACID002535
TungstenGanzhou Yatai Tungsten Co., Ltd.CHINACID002536
TungstenH.C. Starck Tungsten GmbHGERMANYCID002541
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANYCID002542
TungstenNui Phao H.C. Starck Tungsten Chemicals Manufacturing LLCVIET NAMCID002543
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINACID002551
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINACID002579
TungstenNiagara Refining LLCUNITED STATES OF AMERICACID002589
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINACID002645
TungstenJiangxi Dayu Longxintai Tungsten Co., Ltd.CHINACID002647
TungstenHydrometallurg, JSCRUSSIAN FEDERATIONCID002649
TungstenUnecha Refractory metals plantRUSSIAN FEDERATIONCID002724
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINACID002815
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINESCID002827
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINACID002830
TungstenACL Metais EireliBRAZILCID002833
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OFCID002843
TungstenMoliren Ltd.RUSSIAN FEDERATIONCID002845
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINACID003182
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFCID003388
TungstenFujian Ganmin RareMetal Co., Ltd.CHINACID003401
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINACID003407
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATIONCID003408