-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzruR9G/FAyg3mXt/ibhW4xr1JHBde02+63IIc7hplIODdkmqHWryHgbCTM1URjO uqyV5DG9zRRve+5xQeaxVQ== 0000950135-99-005721.txt : 19991229 0000950135-99-005721.hdr.sgml : 19991229 ACCESSION NUMBER: 0000950135-99-005721 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST YEARS INC CENTRAL INDEX KEY: 0000055698 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 042149581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-13261 FILM NUMBER: 99781330 BUSINESS ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 BUSINESS PHONE: 5085881220 MAIL ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 FORMER COMPANY: FORMER CONFORMED NAME: KIDDIE PRODUCTS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDMAN EVELYN CENTRAL INDEX KEY: 0000903110 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 BUSINESS PHONE: 508-588-1220 MAIL ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 SC 13D/A 1 THE FIRST YEARS/EVELYN SIDMAN 1 ------------------------- OMB APPROVAL ------------------------- OMB Number: 3235-0145 UNITED STATES Expires: October 31, 1997 SECURITIES AND EXCHANGE COMMISSION Estimated average burden WASHINGTON, D.C. 20549 hours per response..14.90 ------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* THE FIRST YEARS INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock, $.10 par value - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 337 610 109 - -------------------------------------------------------------------------------- (CUSIP NUMBER) (508) 588-1220 John R. Beals c/o The First Years Inc., One Kiddie Drive, Avon, MA 02322 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) December 9, 1999 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D - ---------------------------- ---------------------------- CUSIP NO. 337 610 109 PAGE 2 OF 5 PAGES ----------------- ------- ------ - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON Evelyn Sidman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 336,800 NUMBER OF SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 336,800 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 336,800 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.48% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 Schedule 13D Item 1. Security and Issuer Common Stock, $.10 par value. THE FIRST YEARS INC. One Kiddie Drive Avon, MA 02322 Item 2. Identity and Background (a) Evelyn Sidman. (b) The First Years Inc., One Kiddie Drive, Avon, MA 02322 (c) Clerk of The First Years Inc. One Kiddie Drive, Avon, MA 02322 (d) Not applicable. (e) Not applicable. (f) U.S.A. Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4. Purpose of Transaction Not applicable. Page 3 of 5. 4 Schedule 13D Item 5. Interest in Securities of the Issuer (a) 336,800 3.48% (b) Sole voting power: 336,800 Shared voting power: 0 Sole dispositive power: 336,800 Shared dispositive power: 0 (c) On March 24, 1999, and December 9, 1999 Evelyn Sidman transferred 300,000 shares and 90,000 shares, respectively, to certain irrevocable trusts pursuant to which she gifted the remainder interest in the shares. Mrs. Sidman receives the cash income of the trusts for 3 years but she has no investment nor dispositive control over the 390,000 shares. (d) Not applicable. (e) December 9, 1999 Item 6. Contracts, Arrangements, Understandings or Relationship with Respect to Securities of the Issuer. Not applicable. Item 7. Material to be Filed as Exhibits Not applicable. Page 4 of 5. 5 Schedule 13D SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 21, 1999 /s/ Evelyn Sidman - --------------------------------- -------------------------------------- Date Signature Evelyn Sidman, Clerk -------------------------------------- Name/Title Page 5 of 5. -----END PRIVACY-ENHANCED MESSAGE-----