-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLckB07sMRI7gqIQISgMytgRr/n0/oKHbYWRsQhuzlLaUTCGO8Oc5kpOXpGx3bGp PkqU5UK7h8uu1XZ7lfqNJw== 0000950135-99-000188.txt : 19990121 0000950135-99-000188.hdr.sgml : 19990121 ACCESSION NUMBER: 0000950135-99-000188 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST YEARS INC CENTRAL INDEX KEY: 0000055698 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 042149581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-13261 FILM NUMBER: 99508484 BUSINESS ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 BUSINESS PHONE: 5085881220 MAIL ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 FORMER COMPANY: FORMER CONFORMED NAME: KIDDIE PRODUCTS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDMAN RONALD J CENTRAL INDEX KEY: 0000901181 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 BUSINESS PHONE: 508-588-1220 MAIL ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 SC 13G/A 1 THE FIRST YEARS INC. ON BEHALF OF RONALD SIDMAN 1 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)(1) THE FIRST YEARS INC. ----------------------------------------- (Name of Issuer) Common Stock, $.10 par value ----------------------------------------- (Title of Class of Securities) 337 610 109 ----------------------------------------- (CUSIP Number) Not Applicable ----------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d - 1(b) [ ] Rule 13d - 1(c) [X] Rule 13d - 1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP NO. 337 610 109 PAGE 2 OF 4 PAGES ----------- --- --- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - Ronald J. Sidman - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION - U.S.A. - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER - 1,059,324 (includes 126,718 shares issuable to Mr. Sidman pursuant to stock options which are either currently exercisable or will be exercisable within the next 60 days). --------------------------------------------------------- NUMBER OF (6) SHARED VOTING POWER - SHARES BENEFICIALLY 0 OWNED BY EACH --------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER - PERSON WITH 1,059,324 (includes 126,718 shares issuable to Mr. Sidman pursuant to stock options which are either currently exercisable or will be exercisable within the next 60 days). --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER - 0 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 1,059,324 (includes 126,718 shares issuable to Mr. Sidman pursuant to stock options which are either currently exercisable or will be exercisable within the next 60 days). - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Excludes 49,486 shares owned by Mr. Sidman's wife, Marjorie R. Sidman. Mr. Sidman disclaims beneficial ownership in the shares owned by his wife, Marjorie R. Sidman. - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 10.0% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* - IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13G Item 1: (a) Name of Issuer: THE FIRST YEARS INC. (b) Address of Issuer's Principal Executive Offices: ONE KIDDIE DRIVE, AVON, MA 02322 Item 2: (a) Name of Person Filing: RONALD J. SIDMAN (b) Address of Principal Business Office or, if none, Residence: ONE KIDDIE DRIVE, AVON, MA 02322 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock $.10 par value (e) CUSIP Number: 337 610 109 Item 3: Not applicable. Item 4: (a) Amount Beneficially Owned: 1,059,324 (Includes 126,718 shares issuable to Mr. Sidman pursuant to stock options which are either currently exercisable or will be exercisable within the next 60 days.) (b) Percent of Class: 10.0% (c) Number of Shares as to which such person has: Items 5, 6, 7 and 8 on Page 2 are hereby incorporated by reference. Page 3 of 4 Pages 4 SCHEDULE 13G Item 5: Ownership of Five Percent or Less of a Class: Not applicable. Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8: Identification and Classification of Members of the Group: Not applicable. Item 9: Notice of Dissolution of Group: Not applicable. Item 10: Certification: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 12, 1999 By: /s/ Ronald J. Sidman ---------------------- Ronald J. Sidman Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----