-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCDdNhnI6qVfp7JT6IxpLExjc+0ud1ejaEc7cVM2oA5HMWMYZ/xNhUtA1nTzthc7 qOrzN38KVBz/rpPaghWP3g== 0000950135-96-002886.txt : 19960702 0000950135-96-002886.hdr.sgml : 19960702 ACCESSION NUMBER: 0000950135-96-002886 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960701 FILED AS OF DATE: 19960701 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST YEARS INC CENTRAL INDEX KEY: 0000055698 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 042149581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-07024 FILM NUMBER: 96589383 BUSINESS ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 BUSINESS PHONE: 5085881220 MAIL ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 FORMER COMPANY: FORMER CONFORMED NAME: KIDDIE PRODUCTS INC DATE OF NAME CHANGE: 19920703 10-C 1 THE FIRST YEARS, INC. 1 OMB APPROVAL ---------------------------- UNITED STATES OMB Number: 3235-0191 SECURITIES AND EXCHANGE COMMISSION Expires: November 30, 1996 Washington, D.C. 20549 Estimated average burden hours per response..... 0.20 ----------------------------
FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13A-17 OR 15D-17 THEREUNDER THE FIRST YEARS INC. - -------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) One Kiddie Drive, Avon, Massachusetts 02322 - -------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code 508-588-1220 -------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock, $ .10 par value --------------------------------------------------------- 2. Number of shares outstanding before the change 4,536,570 ---------------------------- 3. Number of shares outstanding after the change 4,936,570 ----------------------------- 4. Effective date of change July 1, 1996 -------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) public offering of 400,000 shares of common stock. --------------------------------------------------------------------------- Give brief description of transaction public offering of 400,000 shares ----------------------------------- of common stock pursuant to an S-1 Registration Statement. --------------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change ------------------------------------------------------ 2. Name after change --------------------------------------------------------- 3. Effective date of charter amendment changing name ------------------------- 4. Date of shareholder approval of change, if required ----------------------- DATE July 1, 1996 /s/ Benjamin Peltz ---------------------------------- ---------------------------------- (Officer's signature & title) Benjamin Peltz, Senior Vice President and Treasurer SEC 1811 (5/91) -----END PRIVACY-ENHANCED MESSAGE-----