-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+PR8YW7X9TX6Z1+jyO60iorSzxWRzpqB3A09cm4/4LkPDYf/mLVGn6Nh5P4VyHO bL0UZ4YQJCL0jVvwnMSssA== 0000950135-95-002598.txt : 19951208 0000950135-95-002598.hdr.sgml : 19951208 ACCESSION NUMBER: 0000950135-95-002598 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951206 FILED AS OF DATE: 19951207 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST YEARS INC CENTRAL INDEX KEY: 0000055698 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 042149581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-07024 FILM NUMBER: 95599994 BUSINESS ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 BUSINESS PHONE: 5085881220 MAIL ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 FORMER COMPANY: FORMER CONFORMED NAME: KIDDIE PRODUCTS INC DATE OF NAME CHANGE: 19920703 10-C 1 THE FIRST YEARS INC. 1 OMB APPROVAL ---------------------------- UNITED STATES OMB Number: 3235-0191 SECURITIES AND EXCHANGE COMMISSION Expires: November 30, 1996 Washington, D.C. 20549 Estimated average burden hours per response..... 0.20 ----------------------------
FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13A-17 OR 15D-17 THEREUNDER THE FIRST YEARS INC. - -------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) One Kiddie Drive, Avon, Massachusetts 02322 - -------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code 508-588-1220 -------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock, $ .10 par value --------------------------------------------------------- 2. Number of shares outstanding before the change 2,257,571 ---------------------------- 3. Number of shares outstanding after the change 4,515,142 ----------------------------- 4. Effective date of change December 6, 1995 -------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) 2 - for - 1 stock split effected in the form of a stock dividend (100%). --------------------------------------------------------------------------- Give brief description of transaction ------------------------------------- --------------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change ------------------------------------------------------ 2. Name after change --------------------------------------------------------- 3. Effective date of charter amendment changing name ------------------------- 4. Date of shareholder approval of change, if required ----------------------- DATE DECEMBER 6, 1995 /s/ Benjamin Peltz ---------------------------------- ---------------------------------- (Officer's signature & title) Benjamin Peltz, Senior Vice President and Treasurer SEC 1811 (5/91) -----END PRIVACY-ENHANCED MESSAGE-----