-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hqtq0HlzqR3QBPg/xSe/Ys+ESAg5+ZQ+ez2ms7a8DPNf6MNY4xTGb9hc0MvYJcdV PC24qn/KJtFLq4XG8p2Rbw== 0000950135-96-000173.txt : 19960124 0000950135-96-000173.hdr.sgml : 19960124 ACCESSION NUMBER: 0000950135-96-000173 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960123 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST YEARS INC CENTRAL INDEX KEY: 0000055698 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 042149581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13261 FILM NUMBER: 96506260 BUSINESS ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 BUSINESS PHONE: 5085881220 MAIL ADDRESS: STREET 1: ONE KIDDIE DR CITY: AVON STATE: MA ZIP: 02322-1171 FORMER COMPANY: FORMER CONFORMED NAME: KIDDIE PRODUCTS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDMAN RONALD J CENTRAL INDEX KEY: 0000901181 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 BUSINESS PHONE: 508-588-1220 MAIL ADDRESS: STREET 1: C/O FIRST YEARS INC STREET 2: ONE KIDDIE DRIVE CITY: AVON STATE: MA ZIP: 02322 SC 13G/A 1 THE FIRST YEARS, INC. ON BEHALF OF RONALD SIDMAN 1 -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES -------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ----- THE FIRST YEARS INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.10 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 337 610 109 ------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages 2 - ------------------------ -------------------------- CUSIP No. 337 610 109 Page 2 of 4 Pages ------------- ----- ----- - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON RONALD J. SIDMAN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 552,669 (includes 48,669 shares issuable to Mr. Sidman pursuant to currently-exercisable stock options) NUMBER OF ---------------------------------------------------------------- SHARES 6 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY EACH ---------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER 552,669 (includes 48,669 shares PERSON issuable to Mr. Sidman pursuant to currently- WITH exercisable stock options) ---------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 552,669 (including 48,669 shares issuable to Mr. Sidman pursuant to currently-exercisable stock options) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING* IN. - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 pages 3 SCHEDULE 13G Item 1: (a) Name of Issuer: THE FIRST YEARS INC. (b) Address of Issuer's Principal Executive Offices: ONE KIDDIE DRIVE, AVON, MA 02322 Item 2: (a) Name of Person Filing: RONALD J. SIDMAN (b) Address of Principal Business Office or, if none, Residence: ONE KIDDIE DRIVE, AVON, MA 02322 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock $.10 par value (e) CUSIP Number: 337 610 109 Item 3: Not applicable. Item 4: (a) Amount Beneficially Owned: 552,669 (b) Percent of Class: 12.1% (c) Number of Shares as to which such person has: Items 5, 6, 7 and 8 on Page 2 are hereby incorporated by reference. Page 3 of 4 Pages 4 SCHEDULE 13G Item 5: Ownership of Five Percent or Less of a Class: Not applicable. Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8: Identification and Classification of Members of the Group: Not applicable. Item 9: Notice of Dissolution of Group: Not applicable. Item 10: Certification: By signing below I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: By: /s/ Ronald J. Sidman ---------------------- Ronald J. Sidman Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----