-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7gRAaClpCJelH4XzEGjqrm52QU2U/LmfEUXXUCVD2rUcOZsjgoUPOxqAMrT40M9 tW10c86QNITDXw8eLXXb5w== 0000088053-00-000075.txt : 20000202 0000088053-00-000075.hdr.sgml : 20000202 ACCESSION NUMBER: 0000088053-00-000075 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 20000112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPER INCOME & CAPITAL PRESERVATION FUND INC CENTRAL INDEX KEY: 0000055185 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 362797860 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-02305 FILM NUMBER: 506098 BUSINESS ADDRESS: STREET 1: 222 SOUTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125371569 MAIL ADDRESS: STREET 1: 222 SOUTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: KEMPER INCOME SECURITIES INC DATE OF NAME CHANGE: 19740214 FORMER COMPANY: FORMER CONFORMED NAME: SUPERVISED INVESTORS CONVERTIBLE FUND IN DATE OF NAME CHANGE: 19721106 NSAR-B 1 N-SAR (6.1) PAGE 1 000 B000000 10/31/1999 000 C000000 0000055185 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 KEMPER INCOME AND CAPITAL PRESERVATION FUND 001 B000000 811-2305 001 C000000 3125377000 002 A000000 222 SOUTH RIVERSIDE PLAZA 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 002 D020000 5808 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 SCUDDER KEMPER INVESTMENTS, INC. 008 B000001 A 008 C000001 801-44899 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10154 008 D040001 0100 010 A000001 KEMPER DISTRIBUTORS, INC. 010 B000001 8-47765 010 C010001 CHICAGO 010 C020001 IL 010 C030001 60606 010 C040001 5808 011 A000001 KEMPER DISTRIBUTORS, INC. 011 B000001 8-47765 011 C010001 CHICAGO 011 C020001 IL 011 C030001 60606 PAGE 2 011 C040001 5808 012 A000001 KEMPER SERVICE COMPANY 012 B000001 84-1713 012 C010001 KANSAS CITY 012 C020001 MO 012 C030001 64141 013 A000001 ERNST & YOUNG LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60606 014 A000001 SCUDDER INVESTOR SERVICES, INC. 014 B000001 8-298 014 A000002 KEMPER DISTRIBUTORS, INC. 014 B000002 8-47765 014 A000003 GRUNTAL & CO., INC. 014 B000003 8-31022 014 A000004 THE GMS GROUP, L.L.C. (A GRUNTAL AFFILIATE) 014 B000004 8-23936 014 A000005 ZURICH CAPITAL MARKETS 014 B000005 8-49827 014 A000006 BANK HANDLOWY 014 B000006 8-24613 015 A000001 STATE STREET BANK AND TRUST CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 015 A000002 THE CHASE MANHATTAN BANK 015 B000002 C 015 C010002 BROOKLYN 015 C020002 NY 015 C030002 11245 015 E040002 X 018 000000 Y 019 A000000 Y 019 B000000 72 019 C000000 KEMPERFNDS 020 A000001 ML CLEARING 020 B000001 UNKNOWN 020 C000001 12 020 A000002 R.J. 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FIRST BOSTON 022 B000005 UNKNOWN 022 C000005 138045 022 D000005 46393 022 A000006 MEISROW PEMBROKE CLEARING CORP. 022 B000006 UNKNOWN 022 C000006 145899 022 D000006 28952 022 A000007 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000007 13-567085 022 C000007 106566 022 D000007 31788 022 A000008 STATE STREET BANK 022 B000008 UNKNOWN 022 C000008 134981 022 D000008 2100 022 A000009 WARBURG DILLON READ LLC 022 B000009 UNKNOWN 022 C000009 30860 022 D000009 70458 022 A000010 S.S. 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COLLORA TITLE V.P. AND SECRETARY EX-27 2 FDS - KEMPER INC. & CAPITAL PRES. FUND - CLASS A
6 This schedule contains summary financial information extracted from the Kemper Income & Capital Preservation Fund Annual Report for the fiscal year ended October 31, 1999 and is qualified in its entirety by reference to such financial statements. 0000055185 KEMPER INCOME & CAPITAL PRESERVATION FUND 001 CLASS A 1,000 12-MOS OCT-31-1999 OCT-31-1999 514,465 488,411 12,507 329 0 501,247 0 0 496 496 0 540,946 46,143 64,987 656 0 (19,349) 0 (26,062) 496,191 0 45,068 0 7,831 37,237 (11,350) (39,633) (13,746) 0 36,337 0 0 129,092 (297,470) 16,192 (197,866) (1,527) (8,011) 0 0 3,432 0 7,861 495,292 8.67 0.51 (0.63) (0.49) 0 0 8.06 1.07

EX-27 3 FDS - KEMPER INC. & CAPITAL PRES. FUND - CLASS B
6 This schedule contains summary information extracted from the Kemper Income & Capital Preservation Fund Annual Report for the fiscal year ended October 31, 1999 and is qualified in its entirety by reference to such financial statements. 0000055185 KEMPER INCOME & CAPITAL PRESERVATION FUND 002 CLASS B 1,000 12-MOS OCT-31-1999 OCT-31-1999 514,465 488,411 12,507 329 0 501,247 0 0 496 496 0 540,946 12,210 12,287 656 0 (19,349) 0 (26,062) 496,191 0 45,068 0 7,831 37,237 (11,350) (39,633) (13,746) 0 36,337 0 0 56,994 (60,896) 4,172 (197,866) (1,527) (8,011) 0 0 3,432 0 7,861 110,723 8.64 0.43 (0.63) (0.42) 0 0 8.02 1.92

EX-27 4 FDS - KEMPER INC. & CAPITAL PRES. FUND - CLASS C
6 This schedule contains summary information extracted from the Kemper Income & Capital Preservation Fund Annual Report for the fiscal year ended October 31, 1999 and is qualified in its entirety by reference to such financial statements. 0000055185 KEMPER INCOME & CAPITAL PRESERVATION FUND 003 CLASS C 1,000 12-MOS OCT-31-1999 OCT-31-1999 514,465 488,411 12,507 329 0 501,247 0 0 496 496 0 540,946 2,469 1,935 656 0 (19,349) 0 (26,062) 496,191 0 45,068 0 7,831 37,237 (11,350) (39,633) (13,746) 0 36,337 0 0 14,750 (10,803) 611 (197,866) (1,527) (8,011) 0 0 3,432 0 7,861 19,272 8.66 0.44 (0.62) (0.43) 0 0 8.05 1.82

EX-27 5 FDS - KEMPER INC. & CAPITAL PRES. FUND - CLASS I
6 This schedule contains summary information extracted fromthe Kemper Income & Capital Preservation Fund Annual Report for the fiscal year ended October 31, 1999 and is qualified in its entirety by reference to such financial statements. 0000055185 KEMPER INCOME & CAPITAL PRESERVATION FUND 004 CLASS I 1,000 12-MOS OCT-31-1999 OCT-31-1999 514,465 488,411 12,507 329 0 501,247 0 0 496 496 0 540,946 817 872 656 0 (19,349) 0 (26,062) 496,191 0 45,068 0 7,831 37,237 (11,350) (39,633) (13,746) 0 36,337 0 0 1,643 (2,528) 462 (197,866) (1,527) (8,011) 0 0 3,432 0 7,861 7,459 8.67 0.53 (0.63) (0.52) 0 0 8.05 0.71

EX-99 6 REPORT OF INDEPENDENT AUDITORS REPORT OF INDEPENDENT AUDITORS Board of Trustees Kemper Funds In planning and performing our audits of the financial statements of each of the Kemper Funds listed in Exhibit A attached hereto (the "Funds") for the period ended as of the date listed in Exhibit A attached hereto ("Report Date"), we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk misstatements, error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above at Report Date. This report is intended solely for the information and use of the board of trustees and management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ERNST & YOUNG LLP ERNST & YOUNG LLP Chicago, Illinois December 23, 1999 Kemper Funds - ------------ Exhibit A --------- October 31, 1999 - ---------------- Kemper Technology Fund Kemper Strategic Income Fund Kemper New Europe Fund, Inc. Kemper Total Return Fund Kemper Income and Capital Preservation Fund Kemper U.S. Government Securities Fund Kemper International Fund Kemper Blue Chip Fund Kemper Global/International Series, Inc. Kemper Emerging Markets Growth Fund Kemper Emerging Markets Income Fund Kemper Global Blue Chip Fund Kemper International Growth and Income Fund Kemper Latin America Fund The Growth Fund of Spain, Inc. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~