-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pyr7LzRKgqzV4p5zXpGgISlFcv5/GDGHO/D2QCyzjPEV9R4nkIor+U2g6UTgZP8t yjWuRhxysdyfE5WGt8lfFg== 0001193125-08-027765.txt : 20080213 0001193125-08-027765.hdr.sgml : 20080213 20080212174450 ACCESSION NUMBER: 0001193125-08-027765 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44427 FILM NUMBER: 08599858 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4232944350 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 94144197 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 5 Schedule 13G Amendment No. 5

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 5)*

 

 

 

 

Unum Group

(Name of Issuer)

 

 

Common shares

(Title of Class of Securities)

 

 

91529Y106

(CUSIP Number)

 

 

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

PAGE 1 OF 5 PAGES


CUSIP NO. 91529Y106    13G    PAGE 2 OF 5 PAGES

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Dodge & Cox

            94-1441976

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  ¨

             N/A

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            California - U.S.A.

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

            268,775

 

  6    SHARED VOTING POWER

 

            0

 

  7    SOLE DISPOSITIVE POWER

 

            271,575

 

  8    SHARED DISPOSITIVE POWER

 

            0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            271,575

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

            N/A

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            0.1%

   
12  

TYPE OF REPORTING PERSON*

 

            IA

   

 

PAGE 2 OF 5 PAGES


Item 1  

(a)

   Name of Issuer:      
     Unum Group      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
    

1 Fountain Square

Chattannooga, TN 37402

     
Item 2  

(a)

   Name of Person Filing:      
     Dodge & Cox      
Item 2  

(b)

   Address of the Principal Office or, if none, Residence:      
    

555 California Street, 40th Floor

San Francisco, CA 94104

     
Item 2  

(c)

   Citizenship:      
     California - U.S.A.      
Item 2  

(d)

   Title of Class of Securities:      
     Common shares      
Item 2  

(e)

   CUSIP Number:      
     91529Y106      
Item 3   If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:   
  (e)    x    Investment Advisor registered under section 203 of the Investment Advisors Act of 1940

 

PAGE 3 OF 5 PAGES


Item 4    Ownership:      
   (a)    Amount Beneficially Owned:      
      271,575      
   (b)    Percent of Class:      
      0.1%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or direct the vote:      
         268,775      
      (ii)    shared power to vote or direct the vote:      
         0      
      (iii)    sole power to dispose or to direct the disposition of:      
         271,575      
      (iv)    shared power to dispose or to direct the disposition of:      
         0      
Item 5    Ownership of Five Percent or Less of a Class:   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.   
Item 6    Ownership of More than Five Percent on Behalf of Another Person:      
   Securities reported on this Schedule 13G are beneficially owned by clients of Dodge & Cox, which clients may include investment companies registered under the Investment Company Act and/or employee benefit plans, pension funds, endowment funds or other institutional clients.      
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not applicable.
Item 8    Identification and Classification of Members of the Group:      
   Not applicable.      
Item 9    Notice of Dissolution of a Group:      
   Not applicable.      
Item 10    Certification:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.      

 

PAGE 4 OF 5 PAGES


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 8, 2008

 

DODGE & COX
By:  

/S/ THOMAS M. MISTELE

Name:   Thomas M. Mistele
Title:   General Counsel & COO

 

PAGE 5 OF 5 PAGES

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