-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SgqGj/6Ysk92ak2oAfwBSkOwFj9Huzvfu4QQwS7cdT1Na1QMsn9Zz+aQ4dG/9pAG qyO8Ifl9io0P0e23INFIkQ== 0001193125-07-189080.txt : 20070824 0001193125-07-189080.hdr.sgml : 20070824 20070824170759 ACCESSION NUMBER: 0001193125-07-189080 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070824 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070824 DATE AS OF CHANGE: 20070824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 071079004 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4232944350 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 24, 2007

 


UNUM GROUP

(Exact name of registrant as specified in its charter)

 


 

State of Delaware   1-11294   62-1598430

(State or other jurisdiction of

incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

1 Fountain Square

Chattanooga, Tennessee 37402

(Address of principal executive offices)

423.294.1011

(Registrant’s telephone number, including area code)

No Change

(Former name, former address and former fiscal year, if changed since last report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01 Other Events.

On August 24, 2007, Unum Group issued a press release announcing that the Company’s Executive Vice President, Chief Financial Officer and Chief Actuary, Robert C. Greving, has adopted a trading plan pursuant to Rule 10b5-1 of the Securities and Exchange Act of 1934.

The information contained in this Current Report on Form 8-K, pursuant to Item 8.01, including Exhibit 99.1, is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that Section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. The furnishing of the information set forth under this Item 8.01 is not intended to, and does not, constitute a determination or admission as to the materiality or completeness of such information.

A copy of the press release is attached hereto as Exhibit 99.1 and furnished herewith.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1   Unum Group press release dated August 24, 2007


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  UNUM GROUP
Dated: August 24, 2007  
 

/s/ Susan N. Roth

  Susan N. Roth
  Vice President, Transactions, SEC and Corporate Secretary


EXHIBIT INDEX

 

Exhibit No.

  

Description

*99.1

   Unum Group press release dated August 24, 2007

* Furnished herewith
EX-99.1 2 dex991.htm PRESS RELEASE Press Release

Exhibit 99.1

 

      

1 Fountain Square

Chattanooga, TN 37402

www.unum.com

LOGO       
      

 

news     FOR IMMEDIATE RELEASE
     

 

Contacts

    INVESTORS   Thomas A. H. White 423 294 8996
      Madhavi Venkatesan 423 294 1630

 

Unum Group Chief Financial Officer to Adopt 10b5-1 Plan

Chattanooga, Tenn. (Aug. 24, 2007) – Unum Group (NYSE: UNM) announced today that Robert Greving, Unum Group’s Chief Financial Officer and Chief Actuary has adopted a prearranged trading plan in accordance with guidelines specified by Rule 10b5-1 of the Securities and Exchange Act of 1934, in conjunction with company-specific policies with respect to insider sales.

Rule 10b5-1 permits officers and directors to enter into prearranged plans for the sale of held stock provided that the plan is entered into only when the officer or director is not in possession of material, nonpublic information. The adoption of Rule 10b5-1 may be used for financial planning purposes and to gradually diversify investment portfolios over a period of time.

Pursuant to the Rule 10b5-1 plan as implemented, Mr. Greving will sell up to 2,750 shares of common stock per quarter in each of four quarters beginning in the fourth quarter of 2007 (for a total of 11,000 shares of common stock).

#    #    #

About Unum

Unum (www.unum.com), formerly UnumProvident, is one of the leading providers of employee benefits products and services in the United States and the United Kingdom. Through its subsidiaries, Unum provided $6.2 billion in total benefits to customers in 2006.

 

UNUM IS A REGISTERED TRADEMARK AND MARKETING BRAND OF UNUM GROUP AND ITS INSURING SUBSIDIARIES.

GRAPHIC 3 g16036ex99_1.gif GRAPHIC begin 644 g16036ex99_1.gif M1TE&.#EA;@`B`/<``']_?\3$Q./CXQ`0$#`P,-34U*BHJ.7EY>WM[;>WM\S, MS`@("#0T-$5%1;JZNC@X.`H*"JRLK'5U=6=G9WIZ>A(2$@,#`^+BXBSL[)"0D')R_O[RHJ*DI*2C4U M-::FIJ6EI0$!`<'!P1$1$?W]_00$!+N[N]#0T-/3TP4%!??W]]SG MI][>WJJJJAH:&EM;6[Z^O@L+"U!04/+R\L+"PG-SGIZ5145+BXN&AH:*VMK5=75P\/#Q@8&&1D9'Q\?'EY>=75U4)"0HR,C#\_ M/TE)24U-35U=79>7E\G)R1P<'`P,#`T-#3T]/=_?WR8F)NOKZRPL+`("`L?' MQY^?GY65E?S\_&5E9<7%Q2TM+7M[>Q45%>KJZK^_OZZNKL_/SUY>7H^/CSP\ M/#8V-OKZ^H&!@<#`P&]O;\[.SC(R,A86%GAX>%-34]C8V'U]?;"PL//S\UE9 M624E)8V-C;FYK6UM2@H*&IJ:G%Q<1<7%V%A89R&$X+TID?_J69=P168[!<1H31*9C<+(3FAU/1#:DPF`\ M@"$-IA,ZH8@M;C>H:"U:*AJW>3X`AC.X!^V(L]P:.5D[+[(1)+KJ2="8":6R M=>YFG9*IZP93M(M3+&`D4,Y0S%-&_P1C*^<&4#:R)W3$QT).%F?4:R^(#(8" M43)XQ&@=L8\O&3D\09Q8R'@@!`B)>*';?+5%Y*"#2#T(H4H25@BAA8]5*!6& M]$54PP4"A"C,@Q1I6**):D54!H@"C"#&A`[",$*(%RPRX4<5&J"CCDB81)\- M5U2QXQ$XT!01!W*8$,82%33I0A$EH.83,HP3!9P0`K&#+*@X*4P,``32Y!@AFO'"`1,HOL8$4/.@2@15<4'(7,!5W%EY`' M-84(K,E=$-5$P@:055K('#G$:#:&@0%MB83!1#(6'%' M%3O$`!JKKBY0E:P1!9%L4P24<6<#O/I:U0#"(M.'(MNFF\P&3ORQ`P)=3)*" M,M32)X"UL4;DA+HY&>(@N$WU2M^O39$;$2Z*-9%L$^YU%8F&]6YV[[41M=`5 M&S+<\@,`QW2U@``1`9R3P)L1G)/!."26DP6=4,&!%F0T7%417G"@0B(N5#K% M41&K-7&^P.";$Q$[.PC+&%U!A8S(,)&LELDP&;QO581(&$)7-WCPH!*PY@0" MSU6U:J_0,,G:65-)S#!E"F%4U4;(X0X\KK`R5$7$1VH)T16S*;+_4)4;8# M%02E"&IY4PQ$/O+D)PLK054/9*Y`5P5X3@#H!?67M5N:>XN^"AP]2*H#5PE2_BPQ>_&;*LNPX3*H*FT?SS.46O MUO1-59\0,M>+GGTR(0BJ@0\3^8!)`^`X1)\BS6%$5\HD)VJ(H>=,,^F+@O(?#+ MB?QP5#^8C$X@LNB*,4P2$1NLKBE\B$@'_Y/QP?$A+R(_Z,HF*A@1#X!A*$TA M`EI:F(P7?B2&,)EA1&J8C!LJXPG>:\H>ZL`%$R"B+%_CX.G$IY80)B-YO.G* M&NA01@:4I6K.8Z#T'&@]"!(D"_Q*!A:&(,0U"O"(R&"""0))`COE$7H-I-X# ML4>?&N1,75>XTQ"+V$9$(D,$OU"7!1IQ)RI:42M\G!\7O?B1`.AB6QT8!D?4 MV)0%L#$A;WC<29!!A6!L:P%J2\C5FK*"S+T@E3@"1%5*`!;2A."2;FD!(XB# MC!-4Q9:"RF536D#-`[2!#8/90AS^,LLD-D42F>-`U[+H.;HTA9ER.0XKT'`* M#-C3#T4`P"'PICN6&&@@```-@""T1A\1_!.@&@#99I!Q@!F0`1#VQ(`?[`"" ;#68N!0$-@`9R59!+9#0`Z='2034Z@J,$!``[ ` end
-----END PRIVACY-ENHANCED MESSAGE-----