-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ki2+B3Od08WMAKoABOFTODguxha9O8MsmugoOKY0BVzX8ZCgn+63giyBy3oB95aG BEpz0iq/rJSA6IllJZh9Vg== 0001193125-05-028945.txt : 20050214 0001193125-05-028945.hdr.sgml : 20050214 20050214150851 ACCESSION NUMBER: 0001193125-05-028945 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNUMPROVIDENT CORP CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44427 FILM NUMBER: 05608719 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 2077702211 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL CENTRAL INDEX KEY: 0000846669 IRS NUMBER: 133413767 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: OPPENHEIMER TOWER, WORLD FINANCIAL CENTE CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2123494759 MAIL ADDRESS: STREET 1: 800 NEWPORT CENTER DRIVE STREET 2: SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 dsc13ga.htm AMENDMENT #1 TO SCHEDULE 13G Amendment #1 to Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (b)

 

 

(Amendment No. 1)*

 

 

 

UnumProvident Corporation


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

91529Y106


                                (CUSIP Number)                                

 

 

December 31, 2004


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


CUSIP NO. 91529Y106   13G   PAGE 2 OF 5 PAGES

 

  1.  

Name Of Reporting Person

S.S. or I.R.S. Identification of Above Person

 

OPPENHEIMER CAPITAL LLC (IRS NO.13-3413767)

   
  2.  

Check The Appropriate Box If A Member Of A Group*

(a)  ¨

(b)  x

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    SOLE VOTING POWER

 

        10,310,800


  6.    SHARED VOTING POWER

 

        -0-


  7.    SOLE DISPOSITIVE POWER

 

        10,310,800


  8.    SHARED DISPOSITIVE POWER

 

        -0-

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,310,800

   
10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

3.5

   
12.  

TYPE OF REPORTING PERSON*

 

IA

   

 

*SEE INSTRUCTION BEFORE FILLING OUT!


Item 1.

 

(a)

   Name of Issuer:          
         UnumProvident Corporation          
   

(b)

   Address of Issuer’s Principal Executive Offices          
        

1 Fountain Square

Chattanooga, Tennessee 37402

         

Item 2.

 

(a)

   Name of Person Filing:          
         Oppenheimer Capital LLC          
   

(b)

   Address of Principal Business Office or, if none, Residence:          
        

1345 Avenue of the Americas, 49th Floor

New York, New York 10105

         
   

(c)

   Citizenship:          
         Not Applicable.          
   

(d)

   Title of Class of Securities:          
         Common Stock          
   

(e)

   CUSIP Number:              
         91529Y106          

Item 3.

  If this statement is filed pursuant to 13d-1(b), or 13d-2(b) , check whether the person filing is a:     
    (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Act;
    (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
    (e)    x    Investment adviser registered under Section 203 of the Investment Advisors Act of 1940;
    (f)    ¨    Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)    ¨    Parent holding company or control person, in accordance with 13d-1(b)(ii)(G);
    (h)    ¨    Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
    (g)    ¨    Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
    (j)    ¨    Group, in accordance with Rule13d-1(b)(1)(ii)(H).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨

 

3


Item 4.

   Ownership.          
     (a)    Amount beneficially owned: 10,310,800**          
     (b)    Percent of class: 3.5          
     (c)    Number of shares as to which the person has:          
          (i)    Sole power to vote or to direct the vote: 10,310,800**          
          (ii)    Shared power to vote or to direct the vote: -0-          
          (iii)    Sole power to dispose or to direct the disposition of: 10,310,800**          
          (iv)    Shared power to dispose or to direct the disposition of: -0-          

 

** This report is being filed on behalf of Oppenheimer Capital LLC, a Delaware limited liability company and/or certain investment advisory clients or discretionary accounts relating to their collective beneficial ownership of shares of common stock of the Issuer. Oppenheimer Capital LLC is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. As a result of its role as investment adviser Oppenheimer Capital LLC may be deemed to be the beneficial owner of the securities of the Issuer. Oppenheimer Capital LLC has the sole power to dispose of the shares and to vote the shares under its written guidelines.

 

Item 5.

   Ownership of Five Percent or Less of a Class.     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person.          
    

No one client owns more than five percent of the securities of the Issuer.

 

         

Item 7.

   Identification and Clarification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
     Not Applicable.

Item 8.

   Identification and Classification of Members of the Group.          
     Not Applicable.          

Item 9.

   Notice of Dissolution of Group.          
     Not Applicable.          

 

4


Item  10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 7, 2005
/s/    Frank C. Poli         
Frank C. Poli, Executive Vice President and Chief Legal Officer

 

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