0001127602-13-034278.txt : 20131210 0001127602-13-034278.hdr.sgml : 20131210 20131210180225 ACCESSION NUMBER: 0001127602-13-034278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KEVIN P CENTRAL INDEX KEY: 0001182969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 131269316 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0000005513 Unum Group UNM 0001182969 MCCARTHY KEVIN P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 EVP & Chief Operating Officer Common Stock 2013-12-06 4 M 0 36660 23.74 A 215171 D Common Stock 2013-12-06 4 M 0 17700 20.78 A 232871 D Common Stock 2013-12-06 4 M 0 5700 26.29 A 238571 D Common Stock 2013-12-06 4 S 0 60667 34.0111 D 177904 D Common Stock 2013-12-09 4 M 0 7406 23.74 A 185310 D Common Stock 2013-12-09 4 M 0 5822 20.78 A 191132 D Common Stock 2013-12-09 4 M 0 1715 26.29 A 192847 D Common Stock 1856.36 I By N-Q 401(k) Plan Employee Stock Option (right to buy) 23.74 2013-12-06 4 M 0 36660 0 D 2016-02-21 Common Stock 36660 7406 D Employee Stock Option (right to buy) 20.78 2013-12-06 4 M 0 17700 0 D 2018-02-25 Common Stock 17700 5822 D Employee Stock Option (right to buy) 26.29 2013-12-06 4 M 0 5700 0 D 2019-02-22 Common Stock 5700 9919 D Employee Stock Option (right to buy) 23.74 2013-12-09 4 M 0 7406 0 D 2016-02-21 Common Stock 7406 0 D Employee Stock Option (right to buy) 20.78 2013-12-09 4 M 0 5822 0 D 2018-02-25 Common Stock 5822 0 D Employee Stock Option (right to buy) 26.29 2013-12-09 4 M 0 1715 0 D 2019-02-22 Common Stock 1715 8204 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013. Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 84,727 stock-settled RSUs, and 148,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 84,727 stock-settled RSUs, and 153,844 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 84,727 stock-settled RSUs, and 93,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 84,727 stock-settled RSUs, and 100,583 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 84,727 stock-settled RSUs, and 106,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 84,727 stock-settled RSUs, and 108,120 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The options vest in three equal annual installments beginning on February 21, 2009. The options vest in three equal annual installments beginning on February 25, 2011. The options vest in three equal annual installments beginning on February 22, 2012. /s/ Jullienne, J. Paul, Attorney-in-Fact 2013-12-10