0001127602-12-007699.txt : 20120223 0001127602-12-007699.hdr.sgml : 20120223 20120223175911 ACCESSION NUMBER: 0001127602-12-007699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120221 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KEVIN P CENTRAL INDEX KEY: 0001182969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 12635131 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-21 0000005513 Unum Group UNM 0001182969 MCCARTHY KEVIN P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 EVP & Chief Operating Officer Common Stock 2012-02-21 4 A 0 39459 0 A 300301 D Common Stock 2012-02-22 4 F 0 3353 23.28 D 296948 D Common Stock 1787.711 I By N-Q 401(k) Plan Employee Stock Option (right to buy) 23.35 2012-02-21 4 A 0 31403 0 A 2020-02-21 Common Stock 31403 31403 D All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 21, 2013. Includes 140,105 stock-settled RSUs and 160,196 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,729.681 shares of common stock and 1,840.396 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,174.463 stock-settled RSUs. Includes 128,931 stock-settled RSUs and 168,018 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The options vest in three equal annual installments beginning on February 21, 2013. /s/ Jullienne, J. Paul, Attorney-in-Fact 2012-02-23