0000005513-21-000021.txt : 20210225 0000005513-21-000021.hdr.sgml : 20210225 20210225182512 ACCESSION NUMBER: 0000005513-21-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Timothy Gerald CENTRAL INDEX KEY: 0001629328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 21682452 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_161429549065646.xml FORM 4 X0306 4 2021-02-23 0 0000005513 Unum Group UNM 0001629328 Arnold Timothy Gerald 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, VB & President, Colonial Common Stock 2021-02-23 4 A 0 5399.713 0 A 79114 D Common Stock 2021-02-23 4 F 0 1808 26.63 D 77306 D Common Stock 680.775 I By 401(k) plan Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. Includes 23,685 restricted stock units, 16,640 stock success units, and 38,789 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 37.630 shares of common stock under the issuer's employee stock purchase plan and 214.480 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. Includes 23,685 stock-settled RSUs, 16,640 SSUs, and 36,981 shares of common stock. /s/ Jullienne, J. Paul, Attorney-in-Fact 2021-02-25