0000005513-20-000143.txt : 20200826
0000005513-20-000143.hdr.sgml : 20200826
20200826193209
ACCESSION NUMBER: 0000005513-20-000143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200824
FILED AS OF DATE: 20200826
DATE AS OF CHANGE: 20200826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zabel Steven Andrew
CENTRAL INDEX KEY: 0001780643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11294
FILM NUMBER: 201138661
MAIL ADDRESS:
STREET 1: 1 FOUNTAIN SQUARE
STREET 2: LAW DEPT. (7N200)
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Unum Group
CENTRAL INDEX KEY: 0000005513
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 621598430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 FOUNTAIN SQUARE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
BUSINESS PHONE: 423-294-1011
MAIL ADDRESS:
STREET 1: 1 FOUNTAIN SQUARE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
FORMER COMPANY:
FORMER CONFORMED NAME: UNUMPROVIDENT CORP
DATE OF NAME CHANGE: 19990702
FORMER COMPANY:
FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/
DATE OF NAME CHANGE: 19961204
FORMER COMPANY:
FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA
DATE OF NAME CHANGE: 19950407
4
1
wf-form4_159848470757257.xml
FORM 4
X0306
4
2020-08-24
0
0000005513
Unum Group
UNM
0001780643
Zabel Steven Andrew
1 FOUNTAIN SQUARE
CHATTANOOGA
TN
37402
0
1
0
0
EVP, Chief Financial Officer
Common Stock
2020-08-24
4
A
0
11328
0
A
42962
D
All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.
Includes 20,305 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 11,328 SSUs, and 11,328 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 184.002 shares of common stock under the issuer's employee stock purchase plan and 171.626 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
/s/ Jullienne, J. Paul, Attorney-in-Fact
2020-08-26