0000005513-20-000046.txt : 20200227 0000005513-20-000046.hdr.sgml : 20200227 20200227202845 ACCESSION NUMBER: 0000005513-20-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200225 FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zabel Steven Andrew CENTRAL INDEX KEY: 0001780643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 20665152 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. (7N200) CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_158285330878597.xml FORM 4 X0306 4 2020-02-25 0 0000005513 Unum Group UNM 0001780643 Zabel Steven Andrew 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, Chief Financial Officer Common Stock 2020-02-25 4 A 0 804.834 0 A 16919 D Common Stock 2020-02-25 4 F 0 239 25.60 D 16680 D Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019. Includes 8,295 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,624 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 98.068 shares of common stock under the issuer's employee stock purchase plan and 242.223 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs. Includes 8,295 stock-settled RSUs and 8,385 shares of common stock. Fractional amounts have been rounded to the nearest whole number. /s/ Jullienne, J. Paul, Attorney-in-Fact 2020-02-27