0001225208-16-027628.txt : 20160223 0001225208-16-027628.hdr.sgml : 20160223 20160223171645 ACCESSION NUMBER: 0001225208-16-027628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 2699612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LONG SAMANTHA J CENTRAL INDEX KEY: 0001564872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04171 FILM NUMBER: 161449317 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: PO BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 4 1 doc4.xml X0306 4 2016-02-19 0000055067 KELLOGG CO K 0001564872 LONG SAMANTHA J ONE KELLOGG SQUARE P O BOX 3599 BATTLE CREEK MI 49016-3599 1 Senior Vice President Common 2016-02-19 4 M 0 29466.0000 60.0100 A 30516.5163 D Common 2016-02-19 4 M 0 16100.0000 59.9500 A 46616.5163 D Common 2016-02-19 4 M 0 13800.0000 52.5300 A 60416.5163 D Common 2016-02-19 4 M 0 8700.0000 53.0100 A 69116.5163 D Common 2016-02-19 4 M 0 7300.0000 53.2000 A 76416.5163 D Common 2016-02-19 4 M 0 2434.0000 40.1700 A 78850.5163 D Common 2016-02-19 4 A 0 1645.0000 0.0000 A 80495.5163 D Common 2016-02-19 4 F 0 769.0000 75.5200 D 79726.5163 D Common 2016-02-19 4 S 0 76750.0000 75.4601 D 2976.5163 D Common 2016-02-23 4 M 0 16100.0000 59.9500 A 19076.5163 D Common 2016-02-23 4 M 0 14734.0000 60.0100 A 33810.5163 D Common 2016-02-23 4 M 0 12133.0000 64.0900 A 45943.5163 D Common 2016-02-23 4 S 0 788.0000 73.5500 D 45155.5163 D Common 2016-02-23 4 S 0 42553.0000 73.9917 D 2602.5163 D Common 146.6005 I By 401(k) Profit Sharing Plan Stock Option 52.5300 2016-02-19 4 M 0 13800.0000 0.0000 D 2022-02-17 Common 13800.0000 0.0000 D Stock Option 53.0100 2016-02-19 4 M 0 8700.0000 0.0000 D 2021-02-18 Common 8700.0000 0.0000 D Stock Option 53.2000 2016-02-19 4 M 0 7300.0000 0.0000 D 2020-02-19 Common 7300.0000 0.0000 D Stock Option 59.9500 2016-02-19 4 M 0 16100.0000 0.0000 D 2024-02-21 Common 16100.0000 32200.0000 D Stock Option 60.0100 2016-02-19 4 M 0 29466.0000 0.0000 D 2023-02-22 Common 29466.0000 14734.0000 D Stock Option 40.1700 2016-02-19 4 M 0 2434.0000 0.0000 D 2012-02-20 2019-02-20 Common 2434.0000 0.0000 D Stock Option 64.0900 2016-02-23 4 M 0 12133.0000 0.0000 D 2025-02-20 Common 12133.0000 24267.0000 D Stock Option 59.9500 2016-02-23 4 M 0 16100.0000 0.0000 D 2024-02-21 Common 16100.0000 16100.0000 D Stock Option 60.0100 2016-02-23 4 M 0 14734.0000 0.0000 D 2023-02-22 Common 14734.0000 0.0000 D Settlement of performance rights granted February 22, 2013, in connection with the Company's 2013-2015 Executive Performance Plan, which are payable in stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.75, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Represents a portion of the stock received relating to the 2013-2015 Executive Performance Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.535 to $74.340, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Ms. Long took a portion of the after tax proceeds of the options exercise in Kellogg stock, increasing her share ownership by approximately 1,464 shares. The option was granted on February 17, 2012, and vested in three equal annual installments beginning February 17, 2013. The option was granted on February 18, 2011, and vested in three equal annual installments beginning February 18, 2012. The option was granted on February 19, 2010, and vested in three equal annual installments beginning February 19, 2011. The option was granted on February 21, 2014, and vests in three equal annual installments beginning February 21, 2015. The option was granted on February 22, 2013, and vested in three equal annual installments beginning February 22, 2014. The option was granted on February 20, 2015, and vests in three equal annual installments beginning February 20, 2016. Gary H. Pilnick, Attorney-in-Fact 2016-02-23