-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXf5PYd1GnI1Rx39pmrunAbj15nEtbGSrRTKmAvToO1AnkEZu5KmqB3a97TIu5yj LagvGykmfKwCGlyzROg5og== 0000055067-03-000139.txt : 20030429 0000055067-03-000139.hdr.sgml : 20030429 20030429163611 ACCESSION NUMBER: 0000055067-03-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030428 FILED AS OF DATE: 20030429 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BOROMISA JEFFREY M CENTRAL INDEX KEY: 0001185940 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612172 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04171 FILM NUMBER: 03669928 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 4 1 f4_boromisa-4282003.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Boromisa Jeffrey M. - -------------------------------------------------------------------------------- (Last) (First) (Middle) One Kellogg Square PO Box 3599 - -------------------------------------------------------------------------------- (Street) Battle Creek MI 49016-3599 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Kellogg Company (K) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year April 28, 2003 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Senior Vice President - Corporate Controller ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/28/03 F 12,972 D $32.355 - ------------------------------------------------------------------------------------------------------------------------------------ 4/28/03 F 1,060 D $32.355 - ------------------------------------------------------------------------------------------------------------------------------------ 4/28/03 M 15,303 A $27.425 28,379.042 D (2) - ------------------------------------------------------------------------------------------------------------------------------------ 20,995.372 I By 401(k) Profit Sharing Plan(1) - ------------------------------------------------------------------------------------------------------------------------------------ 904.53 I Owned by Son (2) - ------------------------------------------------------------------------------------------------------------------------------------ 904.53 I Owned by Daughter(2) - ------------------------------------------------------------------------------------------------------------------------------------ 2,820.5827 I By Spouse 401(k) Profit Sharing Plan(1) ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $33.4375 3/14/98 3/14/07 Common 1,719 1,719 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $33.5625 6/9/96 1/20/05 Common 1,952 1,952 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.625 1/4/00 1/4/09 Common 6,975 6,975 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $38.75 3/15/97 3/15/06 Common 4,400 4,400 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $38.9063 12/11/95 1/21/04 Common 1,210 1,210 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $38.9063 12/11/96 1/20/05 Common 1,456 1,456 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $43.9375 3/13/99 3/13/08 Common 6,575 6,575 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $48.4687 12/9/97 3/14/07 Common 2,373 2,373 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $27.425 4/28/03 M 15,303 2/16/02 2/16/11 Common 16,960 16,960 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $24.219 8/7/01 1/31/10 Common 9,034 9,034 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $31.24 2/12/02 1/31/10 Common 10,661 10,661 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(3) $34.635 2/22/03 2/22/12 Common 45,000 45,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.33 8/16/02 1/31/10 Common 6,919 6,919 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.33 8/16/02 2/16/11 Common 6,719 6,719 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(4) $30.18 2/21/04 2/21/13 Common 35,000 35,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $32.355 4/28/03 A 14,032 4/28/03 2/16/11 Common 14,032 14,032 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ 170,985 ====================================================================================================================================
Explanation of Responses: (1) As of 12/31/02. (2) Excludes dividends reinvested after 12/31/02. (3) The option became exercisable in two equal annual installments beginning February 22, 2003. (4) The option becomes exercisable in two equal annual installments beginning February 21, 2004. /s/ James K. Markey April 28, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date James K. Markey, Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----