-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R45i0S86a1FDjLxKs/+d464f+zjhxf4Pv8wRUYUz7ueECV8jqDnq3jiTKkdPJBXw UscJGiZEXOCn5vxZkDWFmw== 0000055067-03-000090.txt : 20030225 0000055067-03-000090.hdr.sgml : 20030225 20030225155213 ACCESSION NUMBER: 0000055067-03-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030221 FILED AS OF DATE: 20030225 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: POUW KING T CENTRAL INDEX KEY: 0001185949 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612172 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04171 FILM NUMBER: 03579328 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 4 1 f4_pouw-2212003.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Pouw King T. - -------------------------------------------------------------------------------- (Last) (First) (Middle) One Kellogg Square PO Box 3599 - -------------------------------------------------------------------------------- (Street) Battle Creek MI 49016-3599 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Kellogg Company (K) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year February 21, 2003 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Executive Vice President ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 19,990.498 D (2) - ------------------------------------------------------------------------------------------------------------------------------------ 899.8626 I By 401(k) Profit Sharing Plan(1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $38.75 3/15/97 3/15/06 Common 11,500 11,500 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $33.4375 3/14/98 3/14/07 Common 9,261 9,261 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $44.7656 7/7/97 1/20/05 Common 3,226 3,226 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $44.7656 7/7/97 1/21/04 Common 2,442 2,442 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $43.9375 3/13/99 3/13/08 Common 14,500 14,500 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.625 1/4/00 1/4/09 Common 15,700 15,700 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $36.8125 5/10/99 1/21/04 Common 118 118 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $36.8125 5/10/99 3/14/07 Common 2,575 2,575 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $27.425 2/16/02 2/16/11 Common 62,035 62,035 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $30 8/6/01 1/31/10 Common 4,525 4,525 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $30 8/6/01 1/31/10 Common 6,976 6,976 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $33.305 2/15/02 1/31/10 Common 13,700 13,700 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(3) $34.635 2/22/03 2/22/12 Common 127,900 127,900 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.07 8/19/02 1/31/10 Common 1,609 1,609 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.07 8/19/02 2/16/11 Common 11,565 11,565 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.07 8/19/02 1/31/10 Common 4,347 4,347 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(4) $30.18 2/21/03 A 98,500 2/21/04 2/21/13 Common 98,500 98,500 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ 390,479 ====================================================================================================================================
Explanation of Responses: (1) As of 12/31/02. (2) Excludes dividends reinvested after 12/31/02. (3) The option became exercisable in two equal annual installments beginning February 22, 2003. (4) The option becomes exercisable in two equal annual installments beginning February 21, 2004. /s/ James K. Markey February 25, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date James K. Markey, Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----