-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q93dCa3haXesDb48goVs+9MivhF1IVrNIDFvrJdJyjIB6skrgPKEfaIy9lNHMUoy mv6V+QS4OTkDE4hw2t/TCw== 0000055067-02-000013.txt : 20020910 0000055067-02-000013.hdr.sgml : 20020910 20020910103731 ACCESSION NUMBER: 0000055067-02-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020831 FILED AS OF DATE: 20020910 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04171 FILM NUMBER: 02760195 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY JANET LANGFORD CENTRAL INDEX KEY: 0001071333 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE SOUTH WACKER DRIVE SUITE 3200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687845 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DRIVE SUITE 3200 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 f4_kelly-962002.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Kelly Janet Langford - -------------------------------------------------------------------------------- (Last) (First) (Middle) One Kellogg Square PO Box 3599 - -------------------------------------------------------------------------------- (Street) Battle Creek MI 49016-3599 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Kellogg Company (K) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year August 19, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Executive Vice President ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/19/02 F 19,712 D $34.07 - ------------------------------------------------------------------------------------------------------------------------------------ 8/19/02 F 3,580 D $34.07 - ------------------------------------------------------------------------------------------------------------------------------------ 8/19/02 M 27,729 A $24.219 29,029 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 53 I By 401(k) Profit Sharing Plan(1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $35.21875 9/1/00 9/1/09 Common 125,000 125,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $24.219 8/19/02 M 27,729 1/31/09 1/31/10 Common 42,129 14,400 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(2) $27.425 2/16/02 2/16/11 Common 118,700 118,700 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $29.16 7/31/01 1/31/10 Common 8,747 8,747 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $30.645 2/1/02 1/31/10 Common 10,083 10,083 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option(3) $34.635 2/22/03 2/22/12 Common 127,900 127,900 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $34.07 8/19/02 A 23,292 8/19/02 1/31/10 Common 23,292 23,292 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ 428,122 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) As of 12/31/01. (2) The option became exercisable in two equal annual installments beginning February 16, 2002. (3) The option becomes exercisable in two equal annual installments beginning February 22, 2003. /s/ James K. Markey 9/9/02 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date James K. Markey, Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2
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