-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmznV7vhQVxwriO0wfCPYB88B+dGu3i0NkWfGEaGqbD1orFmkYintkqfCZH3kkm0 CzXWVFoSi1kj3OscLLbhXg== 0001209191-08-059701.txt : 20081110 0001209191-08-059701.hdr.sgml : 20081110 20081110133311 ACCESSION NUMBER: 0001209191-08-059701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081106 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETSLER PHILIP CENTRAL INDEX KEY: 0001198936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09965 FILM NUMBER: 081174584 MAIL ADDRESS: STREET 1: KEITHLEY INSTRUMENTS INC STREET 2: 28775 AURORA RD CITY: CLEVELAND STATE: OH ZIP: 44139 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-06 0 0000054991 KEITHLEY INSTRUMENTS INC KEI 0001198936 ETSLER PHILIP KEITHLEY INSTRUMENTS, INC. 28775 AURORA ROAD SOLON OH 44139 0 1 0 0 VP Human Resources Common Shares 2007-12-31 4 J 0 132 9.6906 A 29449 D Common Shares 2008-03-31 4 J 0 131 9.8601 A 29580 D Common Shares 2008-06-30 4 J 0 134 9.67 A 29714 D Common Shares 2008-09-30 4 J 0 154 8.3978 A 29868 D Common Shares 2008-11-06 4 M 0 2500 A 32368 D Common Shares 2008-11-06 4 F 0 837 3.62 D 31531 D Restricted Common Shares 4812 D Common Share Option 45.125 2002-08-02 2010-08-01 Common Shares 24000 24000 D Common Share Option 18.41 2003-07-25 2011-07-24 Common Shares 22000 22000 D Common Share Option 13.76 2004-07-24 2012-07-23 Common Shares 22000 22000 D Common Share Option 16.12 2005-08-10 2013-07-18 Common Shares 24000 24000 D Common Share Option 18.75 2005-02-15 2014-07-16 Common Shares 21000 21000 D Common Share Option 15.05 2007-10-04 2015-10-03 Common Shares 6400 6400 D Performance Award Unit 2008-11-06 4 M 0 2500 0.00 D 2008-09-30 Common Shares 2500 0 D Performance Award Unit 0.00 2009-09-30 Common Shares 4000 4000 D Performance Award Unit 0.00 2010-09-30 Common Shares 3700 3700 D Common Share Option 9.12 2009-11-09 2017-11-09 Common Shares 4900 4900 D Acquired through Employee Stock Purchase and Dividend Reinvestment Plan. Includes 1,204 shares for which restrictions lapsed on January 1, 2008 which were previously reported as restricted shares Each Performance Award Unit represents a right to receive one common share. The number of Performance Award Units initially granted was a target amount, and the number of Performance Award Units that vested and converted to common shares was based upon: a) the Company's revenue growth as compared to a defined Peer Group; and b)the Company maintaining an acceptable level of profitability during the performance period which ended on September 30, 2008. Performance Award Units that did not vest were forfeited. Restricted Shares will become fully vested on January 1, 2012 Option became fully vested on February 15, 2005 Date reported applies to 50% of total, one-half of the balance is then exercisable in each succeeding year. Option became fully vested on August 10, 2005 Each Performance Award Unit represents the right to receive one common share. The number of units initially awarded, the target, is shown above. The actual number of units that will be awarded and converted to shares is based upon: a) the Company's revenue growth as compared to a defined Peer Group and, b) the Company maintaining an acceptable level of profitability during the performance period which ends on the date exercisable (the "vesting date"). Awarded units are automatically converted to shares under the Plan on or before the December 31st following the Vesting Date. Mark J. Plush, Attorney-in Fact 2008-11-10 -----END PRIVACY-ENHANCED MESSAGE-----