-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VK513ft/Tan7k3yEHx0GYdLQwzwoQ0iMuXO6dugPClWI696X4OPmvTUqTFskDusZ flLH7Jsqa9rRJdyBPz/Ufw== 0001209191-08-059638.txt : 20081110 0001209191-08-059638.hdr.sgml : 20081110 20081110100934 ACCESSION NUMBER: 0001209191-08-059638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081106 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAFFNEY ALAN S CENTRAL INDEX KEY: 0001232685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09965 FILM NUMBER: 081173765 BUSINESS ADDRESS: BUSINESS PHONE: 4402480400 MAIL ADDRESS: STREET 1: KEITHLEY INSTRUMENTS INC STREET 2: 28775 AURORA ROAD CITY: CLEVELAND STATE: OH ZIP: 44139 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-06 1 0000054991 KEITHLEY INSTRUMENTS INC KEI 0001232685 GAFFNEY ALAN S KEITHLEY INSTRUMENTS, INC. 28775 AURORA ROAD SOLON OH 44139 0 1 0 0 VP Comm Mkt & Info Sys Common Shares 2007-12-31 4 J 0 7 9.72 A 3768 D Common Shares 2008-03-31 4 J 0 6 9.8601 A 3774 D Common Shares 2008-06-30 4 J 0 7 9.67 A 3781 D Common Shares 2008-09-30 4 J 0 8 8.3978 A 3789 D Common Shares 2008-11-06 4 M 0 2300 A 6089 D Common Share Option 19.9688 2002-04-06 2010-04-05 Common Shares 6000 6000 D Common Share Option 45.125 2002-08-02 2010-08-01 Common Shares 8000 8000 D Common Share Option 18.41 2003-07-25 2011-07-24 Common Shares 15000 15000 D Common Share Option 13.76 2004-07-24 2012-07-23 Common Shares 25000 25000 D Common Share Option 16.12 2005-08-10 2013-07-18 Common Shares 28000 28000 D Common Share Option 18.75 2005-02-15 2014-07-16 Common Shares 24000 24000 D Common Share Option 15.05 2007-10-04 2015-10-03 Common Shares 6000 6000 D Performance Award Unit 2008-11-06 4 M 0 2300 0.00 D 2008-09-30 Common Shares 2300 0 D Common Share Option 14.00 2009-01-30 2017-01-30 Common Shares 6000 6000 D Performance Award Unit 0.00 2009-09-30 Common Shares 4600 4600 D Common Share Option 9.12 2009-11-09 2017-11-09 Common Shares 5400 5400 D Performance Award Unit 0.00 2010-09-30 Common Share 4100 4100 D Acquired through Employee Stock Purchase and Dividend Reinvestment Plan. Each Performance Award Unit represents a right to receive one common share. The number of Performance Award Units initially granted was a target amount, and the number of Performance Award Units that vested and converted to common shares was based upon: a) the Company's revenue growth as compared to a defined Peer Group; and b)the Company maintaining an acceptable level of profitability during the performance period which ended on September 30, 2008. Performance Award Units that did not vest were forfeited. Date reported applies to 50% of total, one-half of the balance is then exercisable in each succeeding year Option became fully vested on August 10, 2005 Option became fully vested on February 15, 2005 Each Performance Award Unit represents the right to receive one common share. The number of units initially awarded, the target, is shown above. The actual number of units that will be awarded and converted to shares is based upon: a) the Company's revenue growth as compared to a defined Peer Group and, b) the Company maintaining an acceptable level of profitability during the performance period which ends on the date exercisable (the "vesting date"). Awarded units are automatically converted to shares under the Plan on or before the December 31st following the Vesting Date. Mark J. Plush, Attorney-in Fact 2008-11-10 -----END PRIVACY-ENHANCED MESSAGE-----