-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IX6YJTMbqSZAPc8ZLinbgR86+Ezk28D2zi2blVQhg1QnCbC5Yal2uKirOJ7lMug7 qFB9eJMvV2alJLLHz6barw== 0001209191-07-060788.txt : 20071031 0001209191-07-060788.hdr.sgml : 20071030 20071031180546 ACCESSION NUMBER: 0001209191-07-060788 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071031 DATE AS OF CHANGE: 20071031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLUSH MARK J CENTRAL INDEX KEY: 0001198942 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09965 FILM NUMBER: 071204003 MAIL ADDRESS: STREET 1: KEITHLEY INSTRUMENTS INC STREET 2: 28775 AURORA RD CITY: CLEVELAND STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-09-30 0 0 0 0000054991 KEITHLEY INSTRUMENTS INC KEI 0001198942 PLUSH MARK J KEITHLEY INSTRUMENTS, INC. 28775 AURORA ROAD SOLON OH 44139 0 1 0 0 VP, CFO Common Shares 2006-12-29 5 J 0 2 13.3599 A 33172 D Common Shares 2007-03-30 5 J 0 2 15.1899 A 33174 D Common Shares 2007-06-29 5 J 0 2 12.6769 A 34368 D Common Shares 2007-06-29 5 J 0 403 11.9225 A 34771 D Common Shares 2007-09-28 5 J 0 4 10.5994 A 34775 D Restricted Shares 4528 D Common Shares 2006-12-29 5 J 0 3 13.3599 A 1268 I Trust Common Shares 2007-03-30 5 J 0 3 15.1899 A 1271 I Trust Common Shares 2007-06-29 5 J 0 4 12.6769 A 1275 I Trust Common Shares 2007-09-28 5 J 0 5 10.5994 A 1280 I Trust Common Share Option 45.125 2002-08-02 2010-08-01 Common Shares 42000 42000 D Common Share Option 18.41 2003-07-25 2011-07-24 Common Shares 38000 38000 D Common Share Option 13.76 2004-07-24 2012-07-23 Common Shares 25029 25029 D Common Share Option 16.12 2005-08-10 2013-07-18 Common Shares 33000 33000 D Common Share Option 18.75 2005-02-15 2014-07-16 Common Shares 28000 28000 D Common Share Option 15.05 2007-10-04 2015-10-03 Common Shares 10400 10400 D Performance Award Unit 0.00 2008-09-30 2012-02-01 Common Shares 8000 8000 D Acquired through Employee Stock Purchase and Dividend Reinvestment Plan. Includes 1,192 shares for which restrictions lapsed on June 1, 2007, which were previously reported as restricted shares Restricted Shares will become fully vested on June 1, 2011 Christopher M. Plush Trust, Virginia A. Plush Trustee Date reported applies to 50% of total, one-half of the balance is then exercisable in each succeeding year Pursuant to a domestic relations order, the reporting person is deemed to hold 20,231 options for his former spouse and may exercise the option solely upon the direct of his former spouse who is entitled to the shares issued upon exercise. The reporting person disclaims beneficial ownership with respect to the options held for the benefit of his former spouse. Option became fully vested on February 15, 2005 Pursuant to a domestic relations order, the reporting person is deemed to hold 16,251 options for his former spouse and may exercise the option solely upon the direct of his former spouse who is entitled to the shares issued upon exercise. The reporting person disclaims beneficial ownership with respect to the options held for the benefit of his former spouse. Option became fully vested on August 10, 2005 Each Performance Award Unit represents the right to receive one common share at the end of the applicable performance period. The number of units actually earned is subject to adjustment based upon the Company's revenue growth versus that of a defined Peer Group, as well as the Company maintaining an acceptable level of profitability. Minimum number of units is 0 while the maximum number of units is two times the target number shown. Mark J. Plush 2007-10-31 -----END PRIVACY-ENHANCED MESSAGE-----