-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HsarHUDCfzf6zq9wnks9M+2zlLwV+03/jII4ORRiGaUMuqYv6//oCthvznDs1qWm LOZfMuPIrfeBpaFbk4M7dQ== /in/edgar/work/20000612/0001074226-00-000064/0001074226-00-000064.txt : 20000919 0001074226-00-000064.hdr.sgml : 20000919 ACCESSION NUMBER: 0001074226-00-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000531 FILED AS OF DATE: 20000612 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: [3825 ] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09965 FILM NUMBER: 653459 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 COMPANY DATA: COMPANY CONFORMED NAME: IG INVESTMENT MANAGEMENT LTD CENTRAL INDEX KEY: 0000898581 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OWNER IRS NUMBER: 000000000 STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE CANADA CENTER 447 PORTAGE AVE CITY: WINNIPEG MANITOBA STATE: A2 BUSINESS PHONE: 2049568444 MAIL ADDRESS: STREET 1: ONE CANADA CENTRE 447 PORTAGE AVENUE STREET 2: WINNIPEG MANITOBA R3C3B6 CITY: WINNIPEG 4 1 0001.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. NAME AND ADDRESS OF REPORTING PERSON* I.G. Investment Management, Ltd. (LAST) (FIRST) (MIDDLE) 447 Portage Avenue (STREET) Winnipeg, Manitoba, Canada R3C 3B6 (CITY) (STATE) (ZIP) 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Keithley Instruments, Inc. (KEI) 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) The Reporting Person, a non-U.S. entity, has no I.R.S. Identification Number. 4. STATEMENT FOR MONTH/YEAR May, 2000 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) Not applicable. 6. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) [ ] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). 2 Form 4 - Page 2 of 6
- - ---------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - - ---------------------------------------------------------------------------------------------------------------------------------- 1. TITLE OF 2. 3.TRANSACTION 4. SECURITIES ACQUIRED 5. AMOUNT OF 6. 7. NATURE OF SECURITY TRANSACTION CODE (A) OR DISPOSED OF (D) SECURITIES OWNERSHIP INDIRECT (INSTR. 3) DATE BENEFICIALLY FORM: DIRECT BENEFICIAL (MONTH/DAY/ (INSTR. 8) (INSTR. 3, 4 AND 5) OWNED AT (D) OR OWNERSHIP YEAR) END OF MONTH INDIRECT (INSTR. 4) (INSTR. 3 AND (I) (INSTR. 4) 4) ------------- ------------------------------- CODE V AMOUNT (A) OR PRICE (D) - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 3, P 93,600 A $47.99 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 12, P 15,000 A $62.85 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 16, P 15,000 A $66.30 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 17, P 15,000 A $63.54 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 19, P 5,000 A $58.08 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 19, P 10,000 A $60.11 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 19, P 7,500 A $58.08 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 24, P 35,000 A $54.09 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 25, P 6,500 A $55.76 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 26, P 800 A $54.81 Note 1 Note 1 Note 1 Shares 2000 - - ---------------------------------------------------------------------------------------------------------------------------------- Common May 30, P 34,400 A $57.98 Note 1 Note 1 Note 1 Shares 2000 - - ----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- - ---------------------------------------------------------------------------------------------------------------------------------- TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - - ---------------------------------------------------------------------------------------------------------------------------------- 1. 2. 3. 4. TRAN 5. NUMBER 6. DATE 7. TITLE AND 8. PRICE 9. 10. 11. NATURE TITLE CONVER TRAN SACTIO OF EXERCISABL AMOUNT OF OF NUMBE OWNER OF INDIRECT OF SION OR SACTI N DERIVATIVE E AND UNDERLYING DERIVAT R OF SHIP BENEFICIAL DERIV EXERCIS ON CODE SECURITIES EXPIRATION SECURITIES IVE DERIVATI FORM OWNERSHI ATIVE E PRICE DATE (INSTR. ACQUIRED DATE (INSTR. 3 AND 4) SECURIT VE OF P (INSTR. 4) SECU OF (MON 8) (A) OR (MONTH/DA Y SECURITI DERIVA RITY DERIVATI TH/DA DISPOSED Y/YEAR) (INSTR.5 ES TIVE (INSTR VE Y/ OF (D) ) BENEFIC SECURI .3) SECURIT YEAR) (INSTR. 3, 4 IALLY TY: Y AND 5) OWNED DIRECT AT END (D) OR OF INDIREC MONTH T (I) (INSTR. INSTR. 4) 4) ------- ------------ --------------- ------------ C V (A) (D) DA EXPIR TIT AMOUNT O TE ATION LE OR D EX DATE NUMBER E ER OF CISABL SHARES E - - ---------------------------------------------------------------------------------------------------------------------------------- Note Note 2 Note N N No Note No Note 2 No Note 2 Note 2 Note 2 Note 2 Note 2 2 2 ot ot te 2 te te e e 2 2 2 2 2 - - ----------------------------------------------------------------------------------------------------------------------------------
3 Form 4 - Page 3 of 6 INSTRUCTION 4(b)(v) LIST OF OTHER REPORTING PERSONS: This joint statement is filed by and on behalf of the following Reporting Persons signing this Form 4 and are hereafter referred to as the "Reporting Persons": Investors Group Inc. ("IGI"), Investors Group Trustco Inc. ("Trustco"), Investors Group Trust Co. Ltd. (the "Trustee"), I.G. Investment Management, Ltd. (the "Management Company") and Investors Global Science & Technology Fund, Investors Canadian Small Cap Fund II, Investors Canadian Small Cap Fund and Investors Summa Fund (collectively, the "Funds"). Each is filing as a 10% owner for purposes of this Form 4 filing. All of the Reporting Persons have their principal places of business at: One Canada Centre 447 Portage Avenue Winnipeg, Manitoba Canada R3C 3B6 None of the Reporting Persons, each a non-U.S. entity, have I.R.S. Identification Numbers. IGI is a corporation formed under the Canada Business Corporations Act. It is a diversified-financial services holding company. Trustco is a corporation formed under the Canada Business Corporations Act. It is a holding company. The Management Company is a corporation formed under the Canada Business Corporations Act. It provides management services to the Funds. The Trustee is a corporation formed under the Manitoba Corporations Act. It is the trustee for the Unitholders of the Funds and serves as the trustee for other open-end mutual fund trusts organized and affiliated with IGI. The Funds are open-end mutual fund trusts of which the Unitholders are beneficiaries established in accordance with a Declaration of Trust under the laws of Manitoba, Canada. IGI owns 100% of the issued and outstanding Class A Common Shares of Trustco. Trustco owns 100% of the issued and outstanding Class A Common Shares of the Management Company. Trustco also owns, directly or indirectly, 100% of the issued and outstanding Common Shares of the Trustee. Trustco, the Management Company, the Trustee, and the Funds are all ultimately controlled by IGI through its ownership of 100% of the issued and outstanding Class A Common Shares of Trustco. Power Financial Corporation owns 67.7% of the common stock of Investors Group Inc. Power Corporation of Canada, of which Mr. Paul Desmarais controls 67.7% of the voting power, owns 67.5% of the common stock of Power Financial Corporation. EXPLANATION OF RESPONSES: Note 1 Investors Global Science & Technology Fund may be deemed to own beneficially and directly 558,750 shares of Common Stock of the Issuer. 4 Form 4 - Page 4 of 6 Investors Canadian Small Cap Fund II may be deemed to own beneficially and directly 132,250 shares of Common Stock of the Issuer. Investors Canadian Small Cap Fund may be deemed to own beneficially and directly 111,500 shares of Common Stock of the Issuer. Investors Summa Fund may be deemed to own beneficially and directly 232,800 shares of Common Stock of the Issuer. Each of IGI, Trustco, the Management Company and the Trustee may be deemed to own beneficially and indirectly, through the Funds, 1,035,300 shares of Common Stock of the Issuer. Note 2 None of the above Reporting Persons beneficially own, directly or indirectly, any derivative securities of the Issuer. SIGNATURE OF REPORTING PERSON(S):** INVESTORS GROUP INC. By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Senior Vice-President, Securities of Investors Group Inc. INVESTORS GROUP TRUSTCO INC. By: /s/ David M.R. Cheop -------------------------------------- David M.R. Cheop, Vice-President, Corporate Compliance of Investors Group Trustco Inc. 5 Form 4 - Page 5 of 6 INVESTORS GROUP TRUST CO. LTD. By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President, of Investors Group Trust Co. Ltd. I.G. INVESTMENT MANAGEMENT, LTD. By: /s/ Alexander Scott Penman -------------------------------------- Alexander Scott Penman, President of I.G. Investment Management, Ltd. INVESTORS GLOBAL SCIENCE & TECHNOLOGY FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President, of Investors Group Trust Co. Ltd., as Trustee for Investors Global Science & Technology Fund INVESTORS CANADIAN SMALL CAP FUND II By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President, of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Small Cap Fund II 6 Form 4 - Page 6 of 6 INVESTORS CANADIAN SMALL CAP FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President, of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Small Cap Fund INVESTORS SUMMA FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President, of Investors Group Trust Co. Ltd., as Trustee for Investors Summa Fund Date: June 9, 2000 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----