Keithley Instruments, Inc./Bachman Form 4

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhxAtc11t4sySZHIlllwUIxNEp8MUIQnTXBjUbZCyRMGHcaYVWq1B+Cgh3h/1ebj XY7T16zAtbgUjlJ96Ilsrw== 0000950152-03-002834.txt : 20030312 0000950152-03-002834.hdr.sgml : 20030312 20030312113502 ACCESSION NUMBER: 0000950152-03-002834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030310 FILED AS OF DATE: 20030312 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BACHMAN BRIAN R CENTRAL INDEX KEY: 0001198932 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 2536 ALKI AVE SW #220 CITY: SEATTLE STATE: WA ZIP: 98116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09965 FILM NUMBER: 03600352 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 4 1 l99595ae4.htm KEITHLEY INSTRUMENTS, INC./BACHMAN FORM 4 Keithley Instruments, Inc./Bachman Form 4

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person* (Last, First, Middle) 2. Issuer Name and Ticker or
Trading Symbol 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
Bachman, Brian R
Keithley Instruments, Inc. KEI

2536 Alki Ave
SW #220
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)

March 10, 2003

(Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)

Seattle, WA 98116
(City) (State) (Zip) x Director o 10% Owner x Form filed by One Reporting Person

o Officer (give title below) o Form filed by More than One Reporting Person

o Other (specify below)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see instruction 4(b)(v).

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3) 2. Transaction Date
(Month/Day/Year) 2a. Deemed Execution
Date, if any.
(Month/Day/Year) 3. Transaction Code
(Instr. 8) 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4) 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4) 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)

Code V Amount (A)
or
(D) Price

Common Shares 1,000 D

Page 2

Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security
(Instr. 3) 2. Conversion or Exercise
Price of Derivative
Security 3. Transaction
Date
(Month/Day/Year) 3a. Deemed Execution
Date, if any
(Month/Day/Year) 4. Transaction
Code
(Instr. 8) 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

Code V (A) (D)

Common Stock Option $17.78125 2/12/00

Common Stock Option $36.85 2/17/01

Common Stock Option $19.23 2/16/02

Common Stock Option $10.70 2/15/03

Phantom Stock Units $5.00 12/12/96

Phantom Stock Units $5.0625 12/12/96

Phantom Stock Units $4.625 2/21/97

Phantom Stock Units $4.375 5/15/97

Phantom Stock Units $5.4375 7/23/97

Phantom Stock Units $5.875 9/24/97

Phantom Stock Units $5.90625 9/24/97

Phantom Stock Units $5.00 12/9/97

Phantom Stock Units $5.0625 12/9/97

Phantom Stock Units $4.375 2/18/98

Phantom Stock Units $4.0625 5/6/98

Phantom Stock Units $4.09375 5/6/98

Phantom Stock Units $3.250 7/21/98

Phantom Stock Units $3.313 7/21/98

Phantom Stock Units $2.563 9/18/98

Phantom Stock Units $2.59375 9/18/98

Phantom Stock Units $2.469 10/23/98

Phantom Stock Units $3.607 12/12/98

Phantom Stock Units $3.8963 2/19/99

Phantom Stock Units $4.0831 5/7/99

Phantom Stock Units $4.219 7/19/99

Phantom Stock Units $7.00 9/14/99

Phantom Stock Units $10.00 12/6/99

Phantom Stock Units $17.5625 2/14/00

Phantom Stock Units $30.3125 5/10/00

Phantom Stock Units $55.8125 7/25/00

Phantom Stock Units $64.00 9/13/00

Phantom Stock Units $47.447 12/11/00

Phantom Stock Units $31.70 2/21/01

Phantom Stock Units $28.06 5/8/01

Phantom Stock Units $18.510 7/23/01

Phantom Stock Units $15.720 9/17/01

Phantom Stock Units $17.100 12/10/01

Phantom Stock Units $19.0971 2/20/02

Phantom Stock Units $18.40 5/6/02

Phantom Stock Units $14.310 7/22/02

Phantom Stock Units $14.940 9/9/02

Phantom Stock Units $12.4147 12/6/02

Phantom Stock Units $11.25 2/18/03

Phantom Stock Units $10.1573 3/10/03 A 70.45

Page 3

Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date
(Month/Day/Year) 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4) 8. Price of Derivative
Security
(Instr. 5) 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4) 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4) 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)

Date
Exercisable Expiration
Date Title Amount or
Number of
Shares

8/13/00 2/12/10 Common Stk 10,000 $ - 10,000 D

8/18/01 2/17/11 Common Stk 10,000 $ - 10,000 D

8/17/02 2/16/12 Common Stk 10,000 $ - 10,000 D

8/16/03 2/15/13 Common Stk 10,000 $ - 10,000 D

1/2/03 (1) Common Stk 271.74 $ - 271.74 D

1/2/03 (1) Common Stk 585.98 $ - 585.98 D

1/2/03 (1) Common Stk 773.24 $ - 773.24 D

1/2/03 (1) Common Stk 816.00 $ - 816.00 D

1/2/03 (1) Common Stk 776.92 $ - 776.92 D

1/2/03 (1) Common Stk 232.50 $ - 232.50 D

1/2/03 (1) Common Stk 376.18 $ - 376.18 D

1/2/03 (1) Common Stk 169.10 $ - 169.10 D

1/2/03 (1) Common Stk 664.08 $ - 664.08 D

1/2/04 (1) Common Stk 964.38 $ - 964.38 D

1/2/04 (1) Common Stk 187.32 $ - 187.32 D

1/2/04 (1) Common Stk 700.28 $ - 700.28 D

1/2/04 (1) Common Stk 207.62 $ - 207.62 D

1/2/04 (1) Common Stk 1258.20 $ - 1258.20 D

1/2/04 (1) Common Stk 432.56 $ - 432.56 D

1/2/04 (1) Common Stk 1193.14 $ - 1193.14 D

1/2/04 (1) Common Stk 452.50 $ - 452.50 D

1/2/04 (1) Common Stk 1302.18 $ - 1302.18 D

1/2/04 (1) Common Stk 56.64 $ - 56.64 D

1/2/04 (1) Common Stk 56.14 $ - 56.14 D

1/2/04 (1) Common Stk 58.00 $ - 58.00 D

1/2/04 (1) Common Stk 5.10 $ - 5.10 D

1/2/04 (1) Common Stk 27.36 $ - 27.36 D

1/2/04 (1) Common Stk 219.08 $ - 219.08 D

1/2/04 (1) Common Stk 147.80 $ - 147.80 D

1/2/04 (1) Common Stk 59.54 $ - 59.54 D

1/2/04 (1) Common Stk 64.75 $ - 64.75 D

1/2/06 (1) Common Stk 106.86 $ - 106.86 D

1/2/07 (1) Common Stk 123.03 $ - 123.03 D

1/2/07 (1) Common Stk 164.08 $ - 164.08 D

1/2/07 (1) Common Stk 279.42 $ - 279.42 D

1/2/07 (1) Common Stk 262.90 $ - 262.90 D

1/2/07 (1) Common Stk 303.76 $ - 303.76 D

1/2/08 (1) Common Stk 221.40 $ - 221.40 D

1/2/08 (1) Common Stk 259.25 $ - 259.25 D

1/2/08 (1) Common Stk 383.93 $ - 383.93 D

1/2/08 (1) Common Stk 246.43 $ - 246.43 D

1/2/08 (1) Common Stk 504.40 $ - 504.40 D

1/2/09 (1) Common Stk 495.94 $ - 495.94 D

1/2/09 (1) Common Stk 70.45 $ - 70.45 D

Explanation of Responses:

(1) The phantom stock units were accrued under the Keithley Instruments, Inc. Deferred Stock Plan and are to be settled in common stock to the reporting person on the exercisable date or upon retirement from the Board whichever occurs later.

Mark J. Plush, Attorney-in Fact 3/10/03

**Signature of Reporting Person
Date

**		Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:		File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Page 4 -----END PRIVACY-ENHANCED MESSAGE-----

Reminder:		Report on a separate line for each class of securities beneficially owned directly or indirectly.

*		If the form is filed by more than one reporting person, see instruction 4(b)(v).


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities)

6.	Date Exercisable and Expiration Date (Month/Day/Year)		7.	Title and Amount of Underlying Securities (Instr. 3 and 4)		8.	Price of Derivative Security (Instr. 5)		9.	Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)		10.	Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11.	Nature of Indirect Beneficial Ownership (Instr. 4)

	Date Exercisable	Expiration Date		Title	Amount or Number of Shares

	8/13/00	2/12/10		Common Stk	10,000			$ -			10,000		D

	8/18/01	2/17/11		Common Stk	10,000			$ -			10,000		D

	8/17/02	2/16/12		Common Stk	10,000			$ -			10,000		D

	8/16/03	2/15/13		Common Stk	10,000			$ -			10,000		D

	1/2/03	(1)		Common Stk	271.74			$ -			271.74		D

	1/2/03	(1)		Common Stk	585.98			$ -			585.98		D

	1/2/03	(1)		Common Stk	773.24			$ -			773.24		D

	1/2/03	(1)		Common Stk	816.00			$ -			816.00		D

	1/2/03	(1)		Common Stk	776.92			$ -			776.92		D

	1/2/03	(1)		Common Stk	232.50			$ -			232.50		D

	1/2/03	(1)		Common Stk	376.18			$ -			376.18		D

	1/2/03	(1)		Common Stk	169.10			$ -			169.10		D

	1/2/03	(1)		Common Stk	664.08			$ -			664.08		D

	1/2/04	(1)		Common Stk	964.38			$ -			964.38		D

	1/2/04	(1)		Common Stk	187.32			$ -			187.32		D

	1/2/04	(1)		Common Stk	700.28			$ -			700.28		D

	1/2/04	(1)		Common Stk	207.62			$ -			207.62		D

	1/2/04	(1)		Common Stk	1258.20			$ -			1258.20		D

	1/2/04	(1)		Common Stk	432.56			$ -			432.56		D

	1/2/04	(1)		Common Stk	1193.14			$ -			1193.14		D

	1/2/04	(1)		Common Stk	452.50			$ -			452.50		D

	1/2/04	(1)		Common Stk	1302.18			$ -			1302.18		D

	1/2/04	(1)		Common Stk	56.64			$ -			56.64		D

	1/2/04	(1)		Common Stk	56.14			$ -			56.14		D

	1/2/04	(1)		Common Stk	58.00			$ -			58.00		D

	1/2/04	(1)		Common Stk	5.10			$ -			5.10		D

	1/2/04	(1)		Common Stk	27.36			$ -			27.36		D

	1/2/04	(1)		Common Stk	219.08			$ -			219.08		D

	1/2/04	(1)		Common Stk	147.80			$ -			147.80		D

	1/2/04	(1)		Common Stk	59.54			$ -			59.54		D

	1/2/04	(1)		Common Stk	64.75			$ -			64.75		D

	1/2/06	(1)		Common Stk	106.86			$ -			106.86		D

	1/2/07	(1)		Common Stk	123.03			$ -			123.03		D

	1/2/07	(1)		Common Stk	164.08			$ -			164.08		D

	1/2/07	(1)		Common Stk	279.42			$ -			279.42		D

	1/2/07	(1)		Common Stk	262.90			$ -			262.90		D

	1/2/07	(1)		Common Stk	303.76			$ -			303.76		D

	1/2/08	(1)		Common Stk	221.40			$ -			221.40		D

	1/2/08	(1)		Common Stk	259.25			$ -			259.25		D

	1/2/08	(1)		Common Stk	383.93			$ -			383.93		D

	1/2/08	(1)		Common Stk	246.43			$ -			246.43		D

	1/2/08	(1)		Common Stk	504.40			$ -			504.40		D

	1/2/09	(1)		Common Stk	495.94			$ -			495.94		D

	1/2/09	(1)		Common Stk	70.45			$ -			70.45		D

Mark J. Plush, Attorney-in Fact		3/10/03
**Signature of Reporting Person		Date