Keithley Instruments/Griswold Form 4

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HOQ2FzkWztJrCOp9Xox2lvj7A8YyQxVXJLdw2LvB2wewjSg0iJMF940RkeX9412v UXoRkYpWUD+L2UofqrmbEA== 0000950152-03-002016.txt : 20030219 0000950152-03-002016.hdr.sgml : 20030219 20030219144108 ACCESSION NUMBER: 0000950152-03-002016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030218 FILED AS OF DATE: 20030219 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GRISWOLD JAMES B CENTRAL INDEX KEY: 0001198933 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: BAKER & HOSTETLER LLP STREET 2: 3200 NATIONAL CITY CTR CITY: CLEVELAND STATE: OH ZIP: 44114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEITHLEY INSTRUMENTS INC CENTRAL INDEX KEY: 0000054991 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 340794417 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09965 FILM NUMBER: 03572464 BUSINESS ADDRESS: STREET 1: 28775 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 2162480400 4 1 l99048ae4.htm KEITHLEY INSTRUMENTS/GRISWOLD FORM 4 Keithley Instruments/Griswold Form 4

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person* (Last, First, Middle) 2. Issuer Name and Ticker or
Trading Symbol 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
Griswold, James B
Keithley Instruments, Inc. KEI

Baker & Hostetler
3200 National City Center
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)

February 18, 2003

(Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)

Cleveland, OH 44114
(City) (State) (Zip) x Director o 10% Owner x Form filed by One Reporting Person

o Officer (give title below) o Form filed by More than One Reporting Person

o Other (specify below)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see instruction 4(b)(v).

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3) 2. Transaction Date
(Month/Day/Year) 2a. Deemed Execution
Date, if any.
(Month/Day/Year) 3. Transaction Code
(Instr. 8) 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4) 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4) 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)

Code V Amount (A)
or
(D) Price

Common Shares 9/4/97 A 3,000 $5.8125 6,080 D

Page 2

Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security
(Instr. 3) 2. Conversion or Exercise
Price of Derivative
Security 3. Transaction
Date
(Month/Day/Year) 3a. Deemed Execution
Date, if any
(Month/Day/Year) 4. Transaction
Code
(Instr. 8) 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

Code V (A) (D)

Common Stock Option $4.40625 2/14/98

Common Stock Option $36.85 2/17/01

Common Stock Option $19.23 2/16/02

Common Stock Option $10.70 2/15/03 A 10,000

Phantom Stock Units $7.656 9/19/95

Phantom Stock Units $7.9375 12/14/95

Phantom Stock Units $8.3125 12/22/95

Phantom Stock Units $7.50 2/22/96

Phantom Stock Units $7.1875 5/15/96

Phantom Stock Units $4.5625 7/26/96

Phantom Stock Units $4.5625 9/11/96

Phantom Stock Units $4.625 9/11/96

Phantom Stock Units $5.00 12/12/96

Phantom Stock Units $5.0625 12/12/96

Phantom Stock Units $4.625 2/21/97

Phantom Stock Units $4.375 5/15/97

Phantom Stock Units $5.4375 7/23/97

Phantom Stock Units $5.875 9/24/97

Phantom Stock Units $5.90625 9/24/97

Phantom Stock Units $5.00 12/9/97

Phantom Stock Units $5.0625 12/9/97

Phantom Stock Units $4.38 2/18/98

Phantom Stock Units $4.063 5/6/98

Phantom Stock Units $4.0938 5/6/98

Phantom Stock Units $3.250 7/21/98

Phantom Stock Units $3.3125 7/21/98

Phantom Stock Units $2.563 9/18/98

Phantom Stock Units $2.59375 9/18/98

Phantom Stock Units $2.469 10/23/98

Phantom Stock Units $3.6065 12/12/98

Phantom Stock Units $3.8963 2/19/99

Phantom Stock Units $4.0831 5/7/99

Phantom Stock Units $4.2190 7/19/99

Phantom Stock Units $7.00 9/14/99

Phantom Stock Units $10.00 12/6/99

Phantom Stock Units $10.00 12/6/99

Phantom Stock Units $17.5625 2/14/00

Phantom Stock Units $30.3125 5/10/00

Phantom Stock Units $55.8125 7/25/00

Phantom Stock Units $64.00 9/13/00

Phantom Stock Units $47.447 12/11/00

Phantom Stock Units $31.70 2/21/01

Phantom Stock Units $28.060 5/8/01

Phantom Stock Units $18.510 7/23/01

Phantom Stock Units $15.720 9/17/01

Phantom Stock Units $17.10 12/10/01

Phantom Stock Units $19.0971 2/20/02

Phantom Stock Units $18.40 5/6/02

Phantom Stock Units $14.310 7/22/02

Phantom Stock Units $14.940 9/9/02

Phantom Stock Units $12.4147 12/6/02

Phantom Stock Units $11.25 2/18/03 A 422.11

Page 3

Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date
(Month/Day/Year) 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4) 8. Price of Derivative
Security
(Instr. 5) 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4) 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4) 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)

Date
Exercisable Expiration
Date Title Amount or
Number of
Shares

8/15/98 2/14/08 Common Stk 10,000 $ - 7,500 D

8/18/01 2/17/11 Common Stk 10,000 $ - 10,000 D

8/17/02 2/16/12 Common Stk 10,000 $ - 10,000 D

8/16/03 2/15/13 Common Stk 10,000 $ - 10,000 D

(2) (2) Common Stk 549.18 $ - 549.18 D

(2) (2) Common Stk 631.46 $ - 631.46 D

(2) (2) Common Stk 19.56 $ - 19.56 D

(2) (2) Common Stk 570.72 $ - 570.72 D

(2) (2) Common Stk 717.70 $ - 717.70 D

(2) (2) Common Stk 191.10 $ - 191.10 D

(2) (2) Common Stk 442.72 $ - 442.72 D

(2) (2) Common Stk 677.40 $ - 677.40 D

(2) (2) Common Stk 383.64 $ - 383.64 D

(2) (2) Common Stk 827.28 $ - 827.28 D

(2) (2) Common Stk 784.42 $ - 784.42 D

(2) (2) Common Stk 818.72 $ - 818.72 D

(2) (2) Common Stk 795.84 $ - 795.84 D

(2) (2) Common Stk 233.10 $ - 233.10 D

(2) (2) Common Stk 377.12 $ - 377.12 D

(2) (2) Common Stk 195.18 $ - 195.18 D

(2) (2) Common Stk 766.52 $ - 766.52 D

(2) (2) Common Stk 848.28 $ - 848.28 D

(2) (2) Common Stk 189.06 $ - 189.06 D

(2) (2) Common Stk 706.76 $ - 706.76 D

(2) (2) Common Stk 211.76 $ - 211.76 D

(2) (2) Common Stk 1283.28 $ - 1283.28 D

(2) (2) Common Stk 373.06 $ - 373.06 D

(2) (2) Common Stk 1029.04 $ - 1029.04 D

(2) (2) Common Stk 476.68 $ - 476.68 D

(2) (2) Common Stk 1301.7 $ - 1301.7 D

(2) (2) Common Stk 999.40 $ - 999.40 D

(2) (2) Common Stk 941.34 $ - 941.34 D

(2) (2) Common Stk 1189.74 $ - 1189.74 D

(2) (2) Common Stk 514.20 $ - 514.20 D

(2) (2) Common Stk 514.64 $ - 514.64 D

(2) (2) Common Stk 1,288.00 $ - 1,288.00 D

(2) (2) Common Stk 232.18 $ - 232.18 D

(2) (2) Common Stk 137.72 $ - 137.72 D

(2) (2) Common Stk 94.97 $ - 94.97 D

(2) (2) Common Stk 55.81 $ - 55.81 D

(2) (2) Common Stk 112.72 $ - 112.72 D

(2) (2) Common Stk 131.27 $ - 131.27 D

(2) (2) Common Stk 176.94 $ - 176.94 D

(2) (2) Common Stk 298.99 $ - 298.99 D

(2) (2) Common Stk 227.32 $ - 227.32 D

(2) (2) Common Stk 325.08 $ - 325.08 D

(2) (2) Common Stk 240.03 $ - 240.03 D

(2) (2) Common Stk 253.15 $ - 253.15 D

(2) (2) Common Stk 426.96 $ - 426.96 D

(2) (2) Common Stk 243.26 $ - 243.26 D

(2) (2) Common Stk 494.80 $ - 494.80 D

(2) (2) Common Stk 422.11 $ - 422.11 D

Explanation of Responses:

(2) The phantom stock units were accrued under the Keithley Instruments, Inc. Deferred Stock Plan and are to be settled in ten installments of common stock upon the retirement from the Board of the reporting person.

Mark J. Plush, Attorney-in Fact 2/18/03

**Signature of Reporting Person
Date

**		Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:		File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Page 4 -----END PRIVACY-ENHANCED MESSAGE-----

Reminder:		Report on a separate line for each class of securities beneficially owned directly or indirectly.

*		If the form is filed by more than one reporting person, see instruction 4(b)(v).


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities)

6.	Date Exercisable and Expiration Date (Month/Day/Year)		7.	Title and Amount of Underlying Securities (Instr. 3 and 4)		8.	Price of Derivative Security (Instr. 5)		9.	Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)		10.	Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11.	Nature of Indirect Beneficial Ownership (Instr. 4)

	Date Exercisable	Expiration Date		Title	Amount or Number of Shares

	8/15/98	2/14/08		Common Stk	10,000			$ -			7,500		D

	8/18/01	2/17/11		Common Stk	10,000			$ -			10,000		D

	8/17/02	2/16/12		Common Stk	10,000			$ -			10,000		D

	8/16/03	2/15/13		Common Stk	10,000			$ -			10,000		D

	(2)	(2)		Common Stk	549.18			$ -			549.18		D

	(2)	(2)		Common Stk	631.46			$ -			631.46		D

	(2)	(2)		Common Stk	19.56			$ -			19.56		D

	(2)	(2)		Common Stk	570.72			$ -			570.72		D

	(2)	(2)		Common Stk	717.70			$ -			717.70		D

	(2)	(2)		Common Stk	191.10			$ -			191.10		D

	(2)	(2)		Common Stk	442.72			$ -			442.72		D

	(2)	(2)		Common Stk	677.40			$ -			677.40		D

	(2)	(2)		Common Stk	383.64			$ -			383.64		D

	(2)	(2)		Common Stk	827.28			$ -			827.28		D

	(2)	(2)		Common Stk	784.42			$ -			784.42		D

	(2)	(2)		Common Stk	818.72			$ -			818.72		D

	(2)	(2)		Common Stk	795.84			$ -			795.84		D

	(2)	(2)		Common Stk	233.10			$ -			233.10		D

	(2)	(2)		Common Stk	377.12			$ -			377.12		D

	(2)	(2)		Common Stk	195.18			$ -			195.18		D

	(2)	(2)		Common Stk	766.52			$ -			766.52		D

	(2)	(2)		Common Stk	848.28			$ -			848.28		D

	(2)	(2)		Common Stk	189.06			$ -			189.06		D

	(2)	(2)		Common Stk	706.76			$ -			706.76		D

	(2)	(2)		Common Stk	211.76			$ -			211.76		D

	(2)	(2)		Common Stk	1283.28			$ -			1283.28		D

	(2)	(2)		Common Stk	373.06			$ -			373.06		D

	(2)	(2)		Common Stk	1029.04			$ -			1029.04		D

	(2)	(2)		Common Stk	476.68			$ -			476.68		D

	(2)	(2)		Common Stk	1301.7			$ -			1301.7		D

	(2)	(2)		Common Stk	999.40			$ -			999.40		D

	(2)	(2)		Common Stk	941.34			$ -			941.34		D

	(2)	(2)		Common Stk	1189.74			$ -			1189.74		D

	(2)	(2)		Common Stk	514.20			$ -			514.20		D

	(2)	(2)		Common Stk	514.64			$ -			514.64		D

	(2)	(2)		Common Stk	1,288.00			$ -			1,288.00		D

	(2)	(2)		Common Stk	232.18			$ -			232.18		D

	(2)	(2)		Common Stk	137.72			$ -			137.72		D

	(2)	(2)		Common Stk	94.97			$ -			94.97		D

	(2)	(2)		Common Stk	55.81			$ -			55.81		D

	(2)	(2)		Common Stk	112.72			$ -			112.72		D

	(2)	(2)		Common Stk	131.27			$ -			131.27		D

	(2)	(2)		Common Stk	176.94			$ -			176.94		D

	(2)	(2)		Common Stk	298.99			$ -			298.99		D

	(2)	(2)		Common Stk	227.32			$ -			227.32		D

	(2)	(2)		Common Stk	325.08			$ -			325.08		D

	(2)	(2)		Common Stk	240.03			$ -			240.03		D

	(2)	(2)		Common Stk	253.15			$ -			253.15		D

	(2)	(2)		Common Stk	426.96			$ -			426.96		D

	(2)	(2)		Common Stk	243.26			$ -			243.26		D

	(2)	(2)		Common Stk	494.80			$ -			494.80		D

	(2)	(2)		Common Stk	422.11			$ -			422.11		D

Mark J. Plush, Attorney-in Fact		2/18/03
**Signature of Reporting Person		Date