-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JuyPIOJxO/ygjT3FRsW8cMV5ow2QKaapJk6VcSRvNMMWBK7hi4p52qvNycvyVeZX foWQMQ49kgtVsucfmWWGSQ== 0000950154-97-000120.txt : 19970227 0000950154-97-000120.hdr.sgml : 19970227 ACCESSION NUMBER: 0000950154-97-000120 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970226 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAUFMANN FUND INC CENTRAL INDEX KEY: 0000054771 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132605091 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-01586 FILM NUMBER: 97543771 BUSINESS ADDRESS: STREET 1: 140 E 45TH ST 43RD FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129220123 MAIL ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PAW GROWTH FUND INC DATE OF NAME CHANGE: 19701022 FORMER COMPANY: FORMER CONFORMED NAME: PHILIPS APPEL & WALDEN FUND INC DATE OF NAME CHANGE: 19680711 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/96 000 C000000 0000054771 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 THE KAUFMANN FUND, INC. 001 B000000 811-1586 001 C000000 2129220123 002 A000000 140 EAST 45TH STREET, 43RD FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 019 B000000 0 020 A000001 RAS SECURITIES 020 C000001 1173 020 A000002 YOUNG & TAYLOR 020 C000002 601 020 A000003 MONTGOMERY SECURITIES 020 C000003 406 020 A000004 MERRILL LYNCH 020 C000004 403 020 A000005 MORGAN STANLEY & CO. 020 C000005 294 020 A000006 LEWCO SECURITIES 020 C000006 290 020 A000007 FEDERATED MANAGEMENT 020 C000007 284 020 A000008 DONALDSON LUFKIN & JENRETTE, INC. 020 C000008 280 020 A000009 INSTINET 020 C000009 264 PAGE 2 020 A000010 SMITH BARNEY, INC. 020 C000010 232 021 000000 8947 022 A000001 STATE STREET BANK & TRUST CO. 022 C000001 58996879 022 D000001 113876 022 A000002 MONTGOMERY SECURITIES 022 C000002 275237 022 D000002 336751 022 A000003 ALEX BROWN & SONS 022 C000003 244917 022 D000003 199629 022 A000004 SMITH BARNEY 022 C000004 244854 022 D000004 98362 022 A000005 MORGAN STANLEY & CO. 022 C000005 209716 022 D000005 97687 022 A000006 MERRILL LYNCH 022 C000006 92382 022 D000006 97025 022 A000007 LEWCO SECURITIES FOR HAMBRECHT 022 C000007 71154 022 D000007 91496 022 A000008 COWEN & CO. 022 C000008 79202 022 D000008 81868 022 A000009 GOLDMAN SACHS & CO. 022 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5341311 074 U010000 914522 074 U020000 0 074 V010000 5.84 074 V020000 0.00 074 W000000 0.0000 074 X000000 284333 074 Y000000 31500 075 A000000 0 075 B000000 4413642 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 NATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA 080 C000000 2500 081 A000000 N 081 B000000 0 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 N 086 A010000 0 PAGE 7 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE OLGA MENDEZ TITLE OPERATIONS MANAGER This report is signed on behalf of the registrant (or depositor or trustee). City of: New York State of: New York Date of: February __, 1997 Name of Registrant, Depositor, or Trustee THE KAUFMANN FUND, INC. By (Name & Title): ___________________________________________ Witness (Name & Title): ___________________________________________ The Kaufmann Fund, Inc. 140 East 45th Street, 43rd Floor New York, New York 10017 Tel.: (212) 922-0123 Fax: (212) 661-2266 February 21, 1997 U.S. Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 Gentlemen: Enclosed please find four (4) copies of 1996 year-end NSAR. We have also enclosed a check in the amount of $125.00 to cover the filing fee. Should you require any additional information, please do not hesitate to contact me, Olga Mendez (212) 922-2999. Sincerely Olga Mendez Operations Manager -----END PRIVACY-ENHANCED MESSAGE-----