-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3P9TAT6TM3u5vOnuUvanGccQYYuv60Th/zFMhRdZ+scmdMKvDM/nO4Vy7MFkiyq 3cSxWTB2hj3CjFYYU3I6kQ== 0000950124-02-001356.txt : 20020416 0000950124-02-001356.hdr.sgml : 20020416 ACCESSION NUMBER: 0000950124-02-001356 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20020416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAUFMANN FUND INC CENTRAL INDEX KEY: 0000054771 IRS NUMBER: 132605091 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01586 FILM NUMBER: 02611897 BUSINESS ADDRESS: STREET 1: 140 E 45TH ST 43RD FL STREET 2: STE 2624 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129220123 MAIL ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PAW GROWTH FUND INC DATE OF NAME CHANGE: 19701022 FORMER COMPANY: FORMER CONFORMED NAME: PHILIPS APPEL & WALDEN FUND INC DATE OF NAME CHANGE: 19680711 NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 06/30/2001 000 C000000 0000054771 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 KAUFMANN FUND, INC. 001 B000000 811-01586 001 C000000 2129220123 002 A000000 140 EAST 45TH STREET, 43RD FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 002 D020000 3144 003 000000 N 004 000000 Y 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 PAGE 2 028 H000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 PAGE 3 062 Q000000 0.0 062 R000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 Y 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 N 071 A000000 0 071 B000000 0 071 C000000 0 071 D000000 0 072 A000000 6 072 B000000 0 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 0 072 G000000 0 072 H000000 0 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 0 074 M000000 0 074 N000000 0 074 O000000 0 074 P000000 0 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 0 074 S000000 0 074 T000000 0 074 U010000 0 074 U020000 0 074 V010000 0.00 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 0 PAGE 4 077 A000000 Y 077 C000000 Y 077 H000000 Y 077 Q010000 Y SIGNATURE KARIE CARPENTER TITLE PROJECT MANAGER EX-99.77H CHNG CNTRL 3 ex77h.txt ATTACHMENT TO ITEM 77H Exhibit A Attachment to Item 77H: submission to a vote of security holders. A special meeting of shareholders of the Kaufmann Fund, Inc. was held at the offices of Pepper Hamilton LLP, 3000 Two Logan Square, 18th & Arch Streets, Philadelphia, PA 19103 on April 6, 2001 at 2:00 P.M. The meeting was adjourned and re-convened on April 16, 2001. Shareholders voted on the following proposal as indicated below: To approve or disapprove a proposed Agreement and Plan of Reorganization between the Kaufmann Fund and the Federated Kaufmann Fund, a newly organized series of Federated Equity Funds. Shares voted FOR: 512,277,780 Shares Voted AGAINST: 45,775,286 Shares ABSTAINED: 22,943,522 Attachment to Item 77H: change of control of registrant During the fiscal semi-period ended June 30, 2001, the registrant was reorganized into the Federated Kaufmann Fund, a newly organized series of the Federated Equity Funds (File Number 811-4017). The reorganization became effective on April 17, 2001. -----END PRIVACY-ENHANCED MESSAGE-----