-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COwR53h3fvHIMBs159EQM+bBpumN92jyZln1gA7+BlmABny3Y1sy+InoZTpborlH dexaqdZy1TRCLZ+XwKmP1w== 0001019890-96-000002.txt : 19960730 0001019890-96-000002.hdr.sgml : 19960730 ACCESSION NUMBER: 0001019890-96-000002 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960729 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNAMERICA INC CENTRAL INDEX KEY: 0000054727 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 860176061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-13479 FILM NUMBER: 96600101 BUSINESS ADDRESS: STREET 1: 1 SUNAMERICA CENTER CITY: LOS ANGELES STATE: CA ZIP: 90067-6022 BUSINESS PHONE: 3107726000 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD INC DATE OF NAME CHANGE: 19890515 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD BUILDING CO DATE OF NAME CHANGE: 19711006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QUANE CINDY AS TRUSTEE TO THE ELI & EDYTHE L BROAD 1980 F/A CENTRAL INDEX KEY: 0001019890 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 952736207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: STE 3170 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3108433680 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: STE 3170 CITY: LOS ANGELES STATE: CA ZIP: 90067 SC 13D 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SunAmerica Inc. ------------------ (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 866 930 10 0 ---------------- (CUSIP Number) Cindy Quane 1999 Avenue of the Stars Suite 3170 Los Angeles, California 90067 (310) 843-3680 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) June 7, 1996 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) 2 Schedule 13D CUSIP No. 866 930 10 0 ------------ 1. Names of Reporting Persons S.S. or I.R.S. Identification No. of above persons: Cindy Quane, as Trustee for The Eli and Edythe L. Broad 1980 Family Trust, I.D.# 95-2736207 and The Eli Broad 1983 Trust, I.D.# 95-6804217 2. Check Appropriate Box if a member of a group: (a) / / (b) / / 3. SEC use only: 4. Source of funds: OO 5. Check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e): / / 6. Citizenship or place of organization: U.S.A. 7. Sole voting power: 3,230,662 8. Shared voting power: -0- 9. Sole dispositive power: 3,230,662 10. Shared dispositive power: -0- 11. Aggregate amount beneficially owned by each reporting person: 3,230,662 Of these shares, 2,386,812 are held in the form of Common Stock, and 843,750 are held in the form of Nontransferable Class B Stock, which is convertible share for share at any time into Common Stock ("Class B Stock"). 12. Check box if the aggregate amount in Row (11) excludes certain shares: / / 13. Percent of Class represented by amount in Row (11): Common Stock (assuming conversion of Class B Stock to Common Stock) 5.86% Class B Stock 15.54% 14. Type of reporting person: IN 3 SCHEDULE 13 D SUNAMERICA INC. This Schedule 13D is filed on behalf of Cindy Quane, as Trustee, for The Eli and Edythe L. Broad 1980 Family Trust and The Eli Broad 1983 Family Trust (the "Reporting Person"), relating to the Common Stock ($1.00 par value) of SunAmerica Inc. in the respects hereinafter set forth. ITEM 1 - Security and Issuer ------------------- Common Stock $1.00 par value of SunAmerica Inc., 1 SunAmerica Center, Los Angeles, California 90067-6022. ITEM 2 - Identity and Background ----------------------- (a) Name: Cindy Quane (b) Business Address: 1999 Avenue of the Stars, Suite 3170, Los Angeles, California 90067- 6022 (c) Principal Employment: Financial Advisor (d) Criminal Proceedings: None (e) Civil Proceedings: None (f) Citizenship: U.S.A. ITEM 3 - Source and Amount of Funds or Other Consideration ------------------------------------------------- Under that certain Share Exchange Agreement dated as of January 12, 1996 among SunAmerica Inc., hereinafter referred to as the "Issuer", Stanford Ranch, Inc., a Delaware corporation, and the shareholders of Stanford Ranch, Inc., a California corporation, including The Eli and Edythe L. Broad 1980 Family Trust (the "1980 Trust"), the Issuer issued 2,862,500 shares of Common Stock, $1 par value ("Common Stock") in exchange for all of the outstanding shares of common stock of Stanford Ranch, Inc. (the "Share Exchange"). Under the Share Exchange, the Reporting Person, on behalf of the 1980 Trust, acquired 1,880,662 shares of Common Stock in exchange for the Reporting Person's shares on Stanford Ranch, Inc. ITEM 4 - Purpose of Transaction ---------------------- The Reporting Person may, subject to market and other conditions, purchase additional shares of the Issuer, dispose of 4 some or all of his shares, or consider the possibility of any such plan or proposal from time to time in amounts not yet determined. The Reporting Person does not have any plans or proposals with respect to the matters set forth in (a) through (j) of Item 4 of Schedule 13D. ITEM 5 - Interest in Securities of the Issuer ------------------------------------ (a) The Reporting Person, as Trustee to the 1980 Trust and The Eli Broad 1983 Family Trust (the "1983 Trust"), beneficially owns an aggregate of 3,230,662 shares of Common Stock and Class B Stock, which is approximately 5.86% of the outstanding shares (based upon 55,087,397 shares of Common Stock outstanding as of June 7, 1996, which amount assumes conversion of Reporting Person's 843,750 Class B stock, which shares are convertible at any time to Common Stock on a share for share basis). Of the 3,230,662 shares, 2,386,912 are Common Stock of which 506,250 shares are registered in the name of the 1983 Trust, of which the Reporting Person as Trustee has sole voting and dispositive powers, and 1,880,662 shares are registered in the name of the 1980 Trust, of which the Reporting Person as Trustee has sole voting and dispositive powers; and 843,750 are Class B Stock registered in the name of the 1983 Trust, of which the Reporting Person as Trustee has sole voting and dispositive powers. (b) Of the aggregate 3,230,662 shares of Common Stock and Class B Stock, the Reporting Person has sole voting and dispositive powers over 3,230,662 shares. (c) Refer to Item 3 for description of the Reporting Person's transaction in the securities reported. (d) Not applicable. (e) Not applicable. ITEM 6 - Contracts, Arrangements, Understandings and Relationships with Respect to Securities of the Issuer. None. ITEM 7 - Material to be Filed as Exhibits. The Share Exchange Agreement among SunAmerica Inc., Stanford Ranch, Inc., a Delaware corporation and the shareholders of Stanford Ranch, Inc., a California corporation, contained in the 5 Notice of SunAmerica Inc. 1996 Annual Meeting of Shareholders and Proxy Statement filed with the Securities and Exchange Commission on January 16, 1996 is incorporated by referenced herein. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. /s/ Cindy Quane ------------------------------- Cindy Quane, As Trustee for The Eli and Edythe L. Broad Family Trust and The Eli Broad 1983 Family Trust Dated: July 25, 1996 -----END PRIVACY-ENHANCED MESSAGE-----