-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WDCJ2BAUyrpU+G3WPT2JU3gAGypepO/gEkBL1yDuwEaWHc4O0CC8F3tSIzCeAuh9 RMHYNcDjDNzMRub4G143ZA== 0000054727-96-000029.txt : 19960314 0000054727-96-000029.hdr.sgml : 19960314 ACCESSION NUMBER: 0000054727-96-000029 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960312 SROS: NYSE SROS: PSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SHARED HOSPITAL SERVICES CENTRAL INDEX KEY: 0000744825 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 942918118 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36214 FILM NUMBER: 96533827 BUSINESS ADDRESS: STREET 1: 4 EMARCADERO CENTER STE 3620 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157885300 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUNAMERICA INC CENTRAL INDEX KEY: 0000054727 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 860176061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1 SUNAMERICA CENTER CITY: LOS ANGELES STATE: CA ZIP: 90067-6022 BUSINESS PHONE: 3107726000 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD INC DATE OF NAME CHANGE: 19890515 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD BUILDING CO DATE OF NAME CHANGE: 19711006 SC 13D/A 1 SCHEDULE 13D AMENDMENT #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* American Shared Hospital Service (Name of Issuer) Common Stock (Title of Class of Securities) 029595105 (CUSIP Number) Keith Honig Esq., 1 SunAmerica Center, Los Angeles, CA 90067-6022 (310) 772-6306 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ----. Check the following box if a fee is being paid with the statement ---. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) Page 2 of 6 Pages SCHEDULE 13D CUSIP No. 029595105 1. NAME OF PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SunAmerica Life Insurance Company (formerly known as Sun Life Insurance Company of America) 52-0502540 - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) --- (b) --- - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ---------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (a) - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona - ---------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 277,473 shares of Common Stock (includes SHARES 57,814 shares issuable upon the conversion BENEFICIALLY of warrants) OWNED BY ------------------------------------------- EACH 8. SHARED VOTING POWER REPORTING PERSON ------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 277,473 shares of Common Stock (includes 57,814 shares issuable upon the conversion of warrants) ------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 277,473 shares of Common Stock (includes 57,814 shares issuable upon the conversion of warrants) - ---------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.15% 14. TYPE OF PERSON IC *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 6 Pages SCHEDULE 13D CUSIP No. 029595105 1. NAME OF PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anchor National Life Insurance Company 86-0198983 - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) --- (b) --- - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ---------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (a) - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 406,819 shares of Common Stock (includes SHARES 84,766 shares issuable upon the conversion BENEFICIALLY of warrants) OWNED BY ------------------------------------------- EACH 8. SHARED VOTING POWER REPORTING PERSON ------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 406,819 shares of Common Stock (includes 84,766 shares issuable upon the conversion of warrants) ------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 406,819 shares of Common Stock (includes 84,766 shares issuable upon the conversion of warrants) - ---------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.02% - ---------------------------------------------------------------------------- 14. TYPE OF PERSON IC *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 6 Pages SCHEDULE 13D CUSIP No. 029595105 1. NAME OF PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SunAmerica Inc. 86-0176061 - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) --- (b) --- - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ---------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (a) - --------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - --------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 128,066 shares of Common Stock (includes SHARES 26,684 shares issuable upon the conversion BENEFICIALLY of warrants) OWNED BY -------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON WITH -------------------------------------------- 9. SOLE DISPOSITIVE POWER 128,066 shares of Common Stock (includes 26,684 shares issuable upon the conversion of warrants) -------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 128,066 shares of Common Stock (includes 26,684 shares issuable upon the conversion of warrants) - ---------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.84% - ---------------------------------------------------------------------------- 14. TYPE OF PERSON HC *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 6 Pages STATEMENT PURSUANT TO RULE 13d-1 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED SunAmerica Life Insurance Company (formerly known as Sun Life Insurance Company of America) ("SunAmerica Life"), Anchor National Life Insurance Company ("Anchor") and SunAmerica Inc. ("SunAmerica") (SunAmerica Life, Anchor and SunAmerica shall sometimes be collectively referred to herein as the "Reporting Persons") by this Amendment No. 2 hereby supplement and amend the Statement to Schedule 13D dated May 17, 1995 as amended by Amendment No. 1 dated November 22, 1995 (as so amended to date, the "Schedule 13D"). The Schedule 13D is hereby amended to correct an error in the reported amount of shares beneficially owned by Anchor. Item 5. Interest in the Securities of the Issuer The information set forth in Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: The responses to Items 3 and 4 are incorporated herein by this reference. The Reporting Persons acquired beneficial ownership of the shares of the Common Stock and the Warrants described in Item 3 to which this Statement on Schedule 13D relates as a result of (i) the consummation of the Note Purchase Agreement and the distribution of shares of the Common Stock and the Warrants thereunder; and (ii) the consummation of the Letter Agreement and the distribution of shares of the Common Stock and the Warrants thereunder effective upon shareholder approval of the Additional Issuance of shares of Common Stock to Dr. Bates at the 1995 shareholders meeting. (a) SunAmerica Inc. beneficially owns 128,066 shares of the Common Stock (including 26,684 Warrants) or 2.84% of the Common Stock outstanding. SunAmerica Life Insurance Company beneficially owns 277,473 shares of the Common Stock (including 57,814 Warrants) or 6.15% of the Common Stock outstanding. Anchor National Life Insurance Company beneficially owns 406,819 shares of Common Stock (including 84,766 Warrants) or 9.02% of the Common Stock outstanding. The Reporting Persons beneficially own, in the aggregate, 812,358 shares of the Common Stock (including 169,264 Warrants) or 18.01% of the Common Stock outstanding. Beneficial ownership of such shares was acquired as described in Items 3 and 4. (b) The number of shares of the Common Stock as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or direct the disposition, or shared power to dispose or direct the disposition for the Reporting Persons is set forth in the cover pages and such information is incorporated herein by this reference. (c) Except as disclosed in Item 4 herein, there have been no reportable transactions with respect to the Common Stock within the last 60 days by the Reporting Persons. (d) The Reporting Persons have the sole right to receive dividends from, or the proceeds from the sale of, the securities reported hereon. (e) Not applicable. Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and that the parties listed below have entered into a Joint Filing Agreement Pursuant to Rule 13d-1(f)(1). Dated: March 11, 1996 SunAmerica Life Insurance Company /s/ Jay S. Wintrob ======================== Jay S. Wintrob Executive Vice President SunAmerica Inc. /s/ Jay S. Wintrob ======================== Jay S. Wintrob Vice Chairman Anchor National Life Insurance Company /s/ Jay S. Wintrob ======================== Jay S. Wintrob Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----