<SEC-DOCUMENT>0001193805-17-001354-index.html : 20170731
<SEC-HEADER>0001193805-17-001354.hdr.sgml : 20170731
<ACCEPTANCE-DATETIME>20170731175417
ACCESSION NUMBER:		0001193805-17-001354
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20170721
FILED AS OF DATE:		20170731
DATE AS OF CHANGE:		20170731

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Levy Richard N
		CENTRAL INDEX KEY:			0001413810

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994087

	MAIL ADDRESS:	
		STREET 1:		227 WEST MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Jacob Capital, L.L.C.
		CENTRAL INDEX KEY:			0001413809

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994088

	BUSINESS ADDRESS:	
		STREET 1:		227 WEST MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312-479-4947

	MAIL ADDRESS:	
		STREET 1:		227 WEST MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			VPC SBIC GP, LLC
		CENTRAL INDEX KEY:			0001682724

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994090

	BUSINESS ADDRESS:	
		STREET 1:		C/O VICTORY PARK CAPITAL ADVISORS, LLC
		STREET 2:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312.705.2786

	MAIL ADDRESS:	
		STREET 1:		C/O VICTORY PARK CAPITAL ADVISORS, LLC
		STREET 2:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Victory Park Capital Advisors, LLC
		CENTRAL INDEX KEY:			0001413834
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994092

	BUSINESS ADDRESS:	
		STREET 1:		227 WEST MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312-479-4947

	MAIL ADDRESS:	
		STREET 1:		227 WEST MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Victory Park Management, LLC
		CENTRAL INDEX KEY:			0001682694
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994089

	BUSINESS ADDRESS:	
		STREET 1:		C/O VICTORY PARK CAPITAL ADVISORS, LLC
		STREET 2:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312.705.2786

	MAIL ADDRESS:	
		STREET 1:		C/O VICTORY PARK CAPITAL ADVISORS, LLC
		STREET 2:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			VPC SBIC I, LP
		CENTRAL INDEX KEY:			0001556620
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-05558
		FILM NUMBER:		17994091

	BUSINESS ADDRESS:	
		STREET 1:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312-701-1777

	MAIL ADDRESS:	
		STREET 1:		227 W. MONROE STREET, SUITE 3900
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			KATY INDUSTRIES INC
		CENTRAL INDEX KEY:			0000054681
		STANDARD INDUSTRIAL CLASSIFICATION:	SPECIAL INDUSTRY MACHINERY, NEC [3559]
		IRS NUMBER:				751277589
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		11840 WESTLINE INDUSTRIAL DRIVE
		STREET 2:		SUITE 200
		CITY:			ST LOUIS
		STATE:			MO
		ZIP:			63146
		BUSINESS PHONE:		3146564321

	MAIL ADDRESS:	
		STREET 1:		11840 WESTLINE INDUSTRIAL DRIVE
		STREET 2:		SUITE 200
		CITY:			ST LOUIS
		STATE:			MO
		ZIP:			63146
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>e616416_4-katy.xml
<TEXT>
Document 1 - file: e616416_4-katy.html

Document 1 - RAW XML: e616416_4-katy.xml

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>2
<FILENAME>e616416_ex99.htm
<TEXT>
Document 2 - file: e616416_ex99.htm

</DOCUMENT>
</SEC-DOCUMENT>