0001140361-14-023135.txt : 20140527 0001140361-14-023135.hdr.sgml : 20140526 20140527163131 ACCESSION NUMBER: 0001140361-14-023135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140522 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 305 ROCK INDUSTRIAL PARK DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 BUSINESS PHONE: 3146564321 MAIL ADDRESS: STREET 1: 305 ROCK INDUSTRIAL PARK DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crigler Pamela CENTRAL INDEX KEY: 0001609256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 14870277 MAIL ADDRESS: STREET 1: 113 LITTLE BROOK ROAD CITY: NEW CANAAN STATE: CT ZIP: 06840 4 1 doc1.xml FORM 4 X0306 4 2014-05-22 0 0000054681 KATY INDUSTRIES INC KATY.OB 0001609256 Crigler Pamela 305 ROCK INDUSTRIAL DRIVE BIDGETON MO 63044 1 0 0 0 Stock Appreciation Right 1.15 2014-05-22 4 A 0 2000 1.15 A 2014-05-22 2023-05-22 Common Stock 2000 2000 D /s/ James W. Shaffer as attorney-in-fact from Pamela C. Crigler 2014-05-27