-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLKuidE+e6vLSviLP7Nrv5tlSMBprLsfBHnVNy1vIlnRuandiQ32ChynHvwAVGqm hn2v6DmkqLsisSOVnn0zMA== 0001140361-04-003352.txt : 20040528 0001140361-04-003352.hdr.sgml : 20040528 20040528170816 ACCESSION NUMBER: 0001140361-04-003352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040527 FILED AS OF DATE: 20040528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 S SYRACUSE WAY STE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80111-6723 BUSINESS PHONE: 3032909300 MAIL ADDRESS: STREET 1: 6300 S SYRACUSE WAY SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL DANIEL B CENTRAL INDEX KEY: 0001194813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 04839071 BUSINESS ADDRESS: STREET 1: C/O KATY INDUSTRIES INC STREET 2: 765 STRAITS TURNPIKE STE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES INC STREET 2: 765 STRAITS TURNPIKE STE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 4 1 doc1.xml FORM 4 X0202 4 2004-05-27 0 0000054681 KATY INDUSTRIES INC KT 0001194813 CARROLL DANIEL B C/O KATY INDUSTRIES 765 STRAITS TURNPIKE, SUITE 2000 MIDDLEBURY, CT X1 06762 1 0 0 0 Common Stock 2004-05-27 2004-05-27 4 A 0 500 5.91 A 9000 D Options to purchase common stock 5.91 2004-05-27 2004-05-27 4 A 0 2000 5.91 A 2004-05-27 2014-05-27 Common Stock 2000 27000 D Michael C. Paul, as attorney-in-fact for Daniel B. Carroll 2004-05-28 EX-24.1 2 poa1.htm POWER OF ATTORNEY Unassociated Document
 
KATY INDUSTRIES, INC.
POWER OF ATTORNEY

Know all by these presents that the undersigned hereby constitutes and appoints each of Amir Rosenthal and Michael C. Paul, signing singly, the undersigned’s true and lawful attorney-in-fact to:

(1)
execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of Katy Industries, Inc. (the Company), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;
 
 
(2)
do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 and 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
 
(3)
take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney–in–fact, may be of benefit to, in the best interest of or legally required by, the undersigned, it being understood that the documents executed by such attorney–in–fact, on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney–in–fact may approve in such attorney–in–fact’s discretion.

The undersigned hereby grants to each such attorney–in–fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney–in–fact, or such attorney–in–fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys–in–fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned responsi bilities to comply with Section 16 of the Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney–in–fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this   27th  day of November 2003.


/s/ Daniel B. Carroll
Signature

Daniel B. Carroll
Print Name
 
 
 
     
 
 
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