-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8kIi6TmGfCWudnokMzmdPcGDxONrjjiWKJlfsDUD4DFtYbG43t+Kh0pCf+6x/sQ oHQwRCj/cLKgXueGfcoaRQ== 0001140361-03-001690.txt : 20030523 0001140361-03-001690.hdr.sgml : 20030523 20030522174657 ACCESSION NUMBER: 0001140361-03-001690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030521 FILED AS OF DATE: 20030523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 S SYRACUSE WAY STE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80111-6723 BUSINESS PHONE: 3032909300 MAIL ADDRESS: STREET 1: 6300 S SYRACUSE WAY SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL AMIR CENTRAL INDEX KEY: 0001194856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 03716942 BUSINESS ADDRESS: STREET 1: C/O KATY INDUSTRIES INC STREET 2: 765 STRAITS TURNPIKE STE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES INC STREET 2: 765 STRAITS TURNPIKE STE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 4 1 doc1.xml FORM 4 X0101 4 2003-05-21 0 0000054681 KATY INDUSTRIES INC KT 0001194856 ROSENTHAL AMIR 0 1 0 0 VP CFO Gen Cnsl and Scrtry Common Stock 2003-05-21 2003-05-21 4 P 0 5000 3.70 A 10000 D Mr. Rosenthal has also been granted 250,000 options to purchase common stock, all of which have been reported on previous Form 4's. Amir Rosenthal 2003-05-23 -----END PRIVACY-ENHANCED MESSAGE-----