EX-1 3 ktii.txt SCHEDULE II INFORMATION WITH RESPECT TO TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1) SHARES PURCHASED AVERAGE DATE SOLD(-) PRICE(2) COMMON STOCK-KATY INDUSTRIES GAMCO INVESTORS, INC. 8/26/03 500- 4.9500 8/01/03 1,000 4.8950 7/31/03 2,000 5.0000 7/30/03 3,700 4.9811 7/29/03 300 5.0000 7/28/03 6,000 4.9942 7/15/03 3,100 5.1877 7/09/03 500 5.0900 7/07/03 2,400 4.9454 7/01/03 1,000 4.9400 6/25/03 1,000- 4.6700 GABELLI ADVISERS, INC. 8/20/03 600- 5.0000 8/19/03 1,000 4.9990 8/19/03 400- 5.0000 8/11/03 1,000 4.9000 8/01/03 100 4.9000 7/31/03 900 4.9000 7/25/03 1,000 4.8500 7/24/03 1,000 4.8500 7/23/03 1,000 4.8500 7/07/03 1,000 4.8500 (1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED ON THE NYSE. (2) PRICE EXCLUDES COMMISSION.