-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Icw9mFoQtVnXZubyJ00P9R6/DGK3224RETtxRC2LIK1ldz5JXYCuOVgugbAXFb9L 9GzWxOEPbOh0otIdkG4aGw== 0000950144-99-011908.txt : 19991018 0000950144-99-011908.hdr.sgml : 19991018 ACCESSION NUMBER: 0000950144-99-011908 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991015 GROUP MEMBERS: FIRST UNION CORP GROUP MEMBERS: FIRST UNION NATIONAL BANK GROUP MEMBERS: FUAHCDC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: K N ENERGY INC CENTRAL INDEX KEY: 0000054502 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 480290000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-06259 FILM NUMBER: 99729022 BUSINESS ADDRESS: STREET 1: 370 VAN GORDON ST STREET 2: PO BOX 281304 CITY: LAKEWOOD STATE: CO ZIP: 80228-8304 BUSINESS PHONE: 3039891740 MAIL ADDRESS: STREET 1: 370 VAN GORDON STREET STREET 2: P O BOX 281304 CITY: LAKEWOOD STATE: CO ZIP: 80228-8304 FORMER COMPANY: FORMER CONFORMED NAME: KN ENERGY INC DATE OF NAME CHANGE: 19920430 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS NEBRASKA NATURAL GAS CO INC DATE OF NAME CHANGE: 19830403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION CORP CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER STREET 2: 301 S TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28288-0137 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 SC 13G 1 K N ENERGY, INC./FIRST UNION CORP. SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ____)(1) K N ENERGY, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, $5 PAR VALUE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 482620101 - -------------------------------------------------------------------------------- (CUSIP NUMBER) OCTOBER 7, 1999 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 (Cover Page continued on Page 2) 2 13G - -------------------------- -------------------------- CUSIP No. 482620101 Page 2 of 5 pages - -------------------------- -------------------------- ========= ====================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FIRST UNION AFFORDABLE HOUSING COMMUNITY DEVELOPMENT CORPORATION 56-2099417 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NORTH CAROLINA - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------ ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 6,221,715 EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH: ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 6,221,715 - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,221,715 - --------- ---------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5 % - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO ========= ====================================================================== 3 13G - -------------------------- -------------------------- CUSIP No. 482620101 Page 3 of 5 pages - -------------------------- -------------------------- ========= ====================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FIRST UNION NATIONAL BANK 22-1147033 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NATIONAL BANK - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------ ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 6,221,715 EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH: ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 6,221,715 - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,221,715 - --------- ---------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5 % - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BK ========= ====================================================================== 4 13G - -------------------------- -------------------------- CUSIP No. 482620101 Page 4 of 5 pages - -------------------------- -------------------------- ========= ====================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FIRST UNION CORPORATION 56-0898180 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NORTH CAROLINA - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------ ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 6,221,715 EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH: ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 6,221,715 - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,221,715 - --------- ---------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5 % - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO ========= ====================================================================== 5 ITEM 1. (a) Name of issuer: K N Energy, Inc. (b) Address of issuer's principal executive offices: 370 Van Gordon Street P.O. Box 281304 Lakewood, Colorado 80228-8304 ITEM 2. (a) Name of persons filing:* First Union Affordable Housing Community Development Corporation ("FUAHCDC") First Union National Bank ("FUNB") First Union Corporation *See Joint Filing Agreement attached hereto as Exhibit A. (b) Address of principal business office or, if none, residence: One First Union Center Charlotte, North Carolina 28288-0013 (c) Citizenship: FUAHCDC: North Carolina FUNB: National Bank First Union Corporation: North Carolina (d) Title of class of securities: Common Stock, $5 par value (e) CUSIP No.: 482620101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS. 240.13d-1(b) OR SS.SS. 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] 5 6 ITEM 4. OWNERSHIP (a) Amount beneficially owned: FUAHCDC: 6,221,715 FUNB: 6,221,715 First Union Corporation: 6,221,715 The shares reported in this Schedule 13G exclude (i) approximately 231,159 shares held individually by Ted A. Gardner, an officer of FUAHCDC and certain other affiliates of First Union Corporation, and (ii) and any other shares which may be held individually by other employees of FUAHCDC, FUNB, First Union Corporation or their affiliates, as to which shares each of the filing persons disclaims beneficial ownership. (b) Percent of class: FUAHCDC: 5.5% FUNB: 5.5% First Union Corporation: 5.5% Based on approximately 112,308,721 shares of Common Stock outstanding, consisting of (i) 70,825,393 shares outstanding as of July 31, 1999, as reported in the issuer's Form 10-QSB for the quarterly period ended on June 30, 1999 and filed with the commission, and (ii) 41,483,328 shares of Common Stock held by former shareholders of Kinder Morgan, Inc. and received in connection with the merger of Kinder Morgan, Inc. with and into the issuer, which merger was consummated on October 7, 1999. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: FUAHCDC: 0 FUNB: 0 First Union Corporation: 0 (ii) Shared power to vote or direct the vote: FUAHCDC: 6,221,715 FUNB: 6,221,715 First Union Corporation: 6,221,715 (iii) Sole power to dispose or direct the disposition of: FUAHCDC: 0 FUNB: 0 First Union Corporation: 0 6 7 (iv) Shared power to dispose or direct the disposition of: FUAHCDC: 6,221,715 FUNB: 6,221,715 First Union Corporation: 6,221,715 All 6,221,715 shares of Common Stock are held directly by FUAHCDC. FUNB, owner of all outstanding shares of capital stock of FUAHCDC, is deemed to beneficially own such 6,221,715 shares by virtue of its relationship with FUAHCDC. First Union Corporation, owner of all outstanding shares of capital stock of FUNB, is deemed to beneficially own such 6,221,715 shares by virtue of its relationship with FUNB. ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 14, 1999 --------------------------------------------- Date FIRST UNION AFFORDABLE HOUSING COMMUNITY DEVELOPMENT CORPORATION By: /s/ Tracey M. Chaffin Name: Tracey M. Chaffin Title: Vice President 8 9 EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13G with respect to the shares of Common Stock of K N Energy, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13G. IN WITNESS WHEREOF, the undersigned have executed this Joint Filing Agreement as of the 14th day of October, 1999. FIRST UNION AFFORDABLE HOUSING COMMUNITY DEVELOPMENT CORPORATION By: /s/ Tracey M. Chaffin Name: Tracey M. Chaffin Title: Vice President FIRST UNION NATIONAL BANK By: /s/ Stephen J. Antal Name: Stephen J. Antal Title: Senior Vice President FIRST UNION CORPORATION By: /s/ Stephen J. Antal Name: Stephen J. Antal Title: Senior Vice President 9 -----END PRIVACY-ENHANCED MESSAGE-----