0000054480-20-000089.txt : 20200303 0000054480-20-000089.hdr.sgml : 20200303 20200303172511 ACCESSION NUMBER: 0000054480-20-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottensmeyer Patrick J CENTRAL INDEX KEY: 0001362958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 20683954 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-28 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 President & CEO Common Stock 2020-02-28 4 F 0 16302 152.34 D 110090 D Common Stock 257.014 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 5652 5652 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 13120 13120 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 29763 29763 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 29821 29821 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 29358 29358 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 25965 25965 D These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-03-03