0000054480-20-000017.txt : 20200124 0000054480-20-000017.hdr.sgml : 20200124 20200124170705 ACCESSION NUMBER: 0000054480-20-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zozaya Delano Jose Guillermo CENTRAL INDEX KEY: 0001428623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 20546280 MAIL ADDRESS: STREET 1: MONTES URALES NO 625 STREET 2: COL LOMAS DE CHAPULTEPEC CITY: MEXICO DF STATE: O5 ZIP: 11000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-23 0000054480 KANSAS CITY SOUTHERN KSU 0001428623 Zozaya Delano Jose Guillermo KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121 0 1 0 0 President & Exec Rep of Sub Common Stock 2020-01-23 4 M 0 13700 35.41 A 58483 D Common Stock 2020-01-23 4 S 0 13700 164.24 D 44783 D Employee Stock Option (Right to Buy) 35.41 2020-01-23 4 M 0 13700 0 D 2013-03-01 2020-02-29 Common Stock 13700 0 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 6950 6950 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 3726 3726 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 4972 4972 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 2270 2270 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 2544 2544 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 2452 2452 D Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-01-24