0000054480-18-000040.txt : 20180124
0000054480-18-000040.hdr.sgml : 20180124
20180124190041
ACCESSION NUMBER: 0000054480-18-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180123
FILED AS OF DATE: 20180124
DATE AS OF CHANGE: 20180124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wochner William J
CENTRAL INDEX KEY: 0001382924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 18546345
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-01-23
0000054480
KANSAS CITY SOUTHERN
KSU
0001382924
Wochner William J
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
Sr VP & Chief Legal Officer
Common Stock
2018-01-23
4
A
0
49
0
A
23300.453
D
Employee Stock Option (Right to Buy)
35.41
2013-03-01
2020-02-29
Common Stock
6800
6800
D
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
2830
2830
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
2037
2037
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
1618
1618
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
1720
1720
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
1649
1649
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
3851
3851
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
3618
3618
D
49 of these shares represent performance shares that were earned on January 23, 2018 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 23, 2018 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
Includes 36 shares acquired on December 29, 2017 through the KCS Employee Stock Purchase Plan.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2018-01-24