0000054480-16-000173.txt : 20160222
0000054480-16-000173.hdr.sgml : 20160222
20160222174236
ACCESSION NUMBER: 0000054480-16-000173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Upchurch Michael W
CENTRAL INDEX KEY: 0001428750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 161446125
MAIL ADDRESS:
STREET 1: KANSAS CITY SOUTHERN
STREET 2: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-19
0000054480
KANSAS CITY SOUTHERN
KSU
0001428750
Upchurch Michael W
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2016-02-19
4
A
0
8938
0
A
23565
D
Employee Stock Option (Right to Buy)
52.62
2014-02-23
2021-02-22
Common Stock
2316
2316
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
3126
3126
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
3666
3666
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
3876
3876
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
3726
3726
D
Employee Stock Option (Right to Buy)
82.71
2016-02-19
4
A
0
6973
0
A
2026-02-18
Common Stock
6973
6973
D
2,543 of these shares represent performance shares that were earned on February 19, 2016 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 29, 2016 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
1,563 options become exercisable on February 22, 2014 and 1,563 options become exercisable on February 22, 2015.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Adam J. Godderz, Attorney-in-fact
2016-02-22