0000054480-16-000173.txt : 20160222 0000054480-16-000173.hdr.sgml : 20160222 20160222174236 ACCESSION NUMBER: 0000054480-16-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upchurch Michael W CENTRAL INDEX KEY: 0001428750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 161446125 MAIL ADDRESS: STREET 1: KANSAS CITY SOUTHERN STREET 2: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-19 0000054480 KANSAS CITY SOUTHERN KSU 0001428750 Upchurch Michael W KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP & Chief Financial Officer Common Stock 2016-02-19 4 A 0 8938 0 A 23565 D Employee Stock Option (Right to Buy) 52.62 2014-02-23 2021-02-22 Common Stock 2316 2316 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 3126 3126 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 3726 3726 D Employee Stock Option (Right to Buy) 82.71 2016-02-19 4 A 0 6973 0 A 2026-02-18 Common Stock 6973 6973 D 2,543 of these shares represent performance shares that were earned on February 19, 2016 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 29, 2016 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. 1,563 options become exercisable on February 22, 2014 and 1,563 options become exercisable on February 22, 2015. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Adam J. Godderz, Attorney-in-fact 2016-02-22