0000054480-16-000165.txt : 20160222
0000054480-16-000165.hdr.sgml : 20160222
20160222172023
ACCESSION NUMBER: 0000054480-16-000165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottensmeyer Patrick J
CENTRAL INDEX KEY: 0001362958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 161445923
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-19
0000054480
KANSAS CITY SOUTHERN
KSU
0001362958
Ottensmeyer Patrick J
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
President
Common Stock
2016-02-19
4
A
0
14605
0
A
67341
D
Common Stock
243.442
I
By 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
35.41
2013-03-01
2020-02-29
Common Stock
6850
6850
D
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
6950
6950
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
4690
4690
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
3666
3666
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
3876
3876
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
5652
5652
D
Employee Stock Option (Right to Buy)
82.71
2016-02-19
4
A
0
13120
0
A
2026-02-18
Common Stock
13120
13120
D
2,543 of these shares represent performance shares that were earned on February 19, 2016 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 29, 2016 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Adam J. Godderz, Attorney-in-fact
2016-02-22