0000054480-16-000134.txt : 20160111 0000054480-16-000134.hdr.sgml : 20160111 20160111194621 ACCESSION NUMBER: 0000054480-16-000134 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160111 DATE AS OF CHANGE: 20160111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottensmeyer Patrick J CENTRAL INDEX KEY: 0001362958 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 161337433 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2015-12-31 0 0 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 President Common Stock 2015-12-09 5 G 0 1440 0 D 53057 D Common Stock 243.442 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 6850 6850 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 6950 6950 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 5652 5652 D Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Adam J. Godderz, Attorney-in-fact 2016-01-11